Meredith Ann McCutchen (Meredith McCutchen) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Meredith McCutchen | Goodman & Nekvasil P.A., May Recover Investor Loss
Meredith Ann McCutchen (Meredith McCutchen) CRD #5989501
Meredith McCutchen was a previously licensed broker with Moody Securities, LLC and Concorde Investment Services, LLC.
According to Meredith McCutchen’s BrokerCheck Report, four customer disputes have been filed alleging sales practice violations against Meredith McCutchen.
Customer Dispute (8/11/2020): Customer alleges that Meredith McCutchen recommended an investment in UDF IV the day before trading was halted and that this was not a suitable recommendation due to the risk involved in the investment and high concentration of alternative investments in the customer’s accounts. This customer dispute settled for $22,000.
Customer Dispute (12/11/2019): Customer alleges that Meredith McCutchen recommended a $30,000 investment in UDF IV the day before trading was halted and that this was not a suitable recommendation due to the risk involved in the investment and high concentration of alternative investments in the customer’s account. This customer dispute settled for $17,500.
Customer Dispute (9/10/2018): Customers alleges that Meredith McCutchen is guilty of mishandling their accounts. This customer dispute settled for $60,500. The products at issue are Equipment Leasing, Oil & Gas, and Real Estate Security.
Customer Dispute (9/13/2017): Customers alleges that Meredith McCutchen mishandled their account. This customer dispute settled for $44,000. The products at issue include Oil & Gas and Real Estate Security.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Meredith McCutchen, you may be able to recover your losses. If you lost money on investments with Meredith McCutchen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Meredith McCutchen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Meredith McCutchen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/12/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.