Gene Clay Esplin (Gene Esplin) – Customer Dispute Filed Involving Financial Advisor/Broker Gene Esplin | Goodman & Nekvasil P.A. May Recover Investor Losses
Gene Esplin is a previously licensed financial advisor/broker with Kalos Capital, Inc.
According to Gene Esplin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Gene Esplin.
Customer Dispute 12/31/19: Claimants allege that alternative investments purchased at Triad during the Representative’s association with respondent Triad (2008-2015) and thereafter during the Representative’s association with respondent Kalos Capital (2015-2019) were unsuitable. This customer dispute is pending and seeks $1,000,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Gene Esplin, you may be able to recover your losses. If you lost money on investments with Gene Esplin and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gene Esplin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Gene Esplin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.