Scott Kaufman – Broker/Financial Advisor Scott Kaufman Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Kaufman CRD #2047445 Scott Kaufman was a previously licensed financial advisor licensed financial advisor with LPL Financial and Wells Fargo. According to FINRA, Scott Kaufman was suspended from the securities industry indefinitely in March 2021. According to FINRA Allegations: …

Jim Senglaub – Customer Dispute Filed Involving Financial Advisor Jim Senglaub | Goodman & Nekvasil P.A. May Recover Investor Losses Jim Senglaub a/k/a James Mark Senglaub CRD #1060459 Jim Senglaub is a licensed financial advisor/broker with Independent Financial Group. Jim Senglaub was previously licensed with Sagepoint Financial. Customer Dispute 4/22/21: Claimants allege the registered representative recommended alternative investments that were …

Zima Digital Assets – Founders Charged in Cryptocurrency Scheme | Goodman & Nekvasil P.A. May Recover Investor Losses -Update 11/9/21- Goodman & Nekvasil has filed an arbitration claim against Ameriprise Financial involving the alleged sale of Zima Digital Assets. According to Phoenix Business Journal Zach Salter, 27, of Paradise Valley, and John Michael Caruso, 28, of Scottsdale, face charges in …

Elvis Beslagic – Broker Elvis Beslagic Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elvis Beslagic CRD #5565302 Elvis Beslagic is a previously licensed financial advisor licensed financial advisor with TD Ameritrade. According to FINRA, Elvis Beslagic was fined $5,000 and was suspended from the securities industry for 12 months in June 2021. According to …

Jeffrey Warren – Financial Advisor/Broker Jeffrey Warren Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Warren CRD #2707969 Jeffrey Warren was a previously licensed financial advisor with Oppenheimer & Co. Inc. According to Jeffrey Warren’s BrokerCheck Report, Jeffrey Warren was barred by FINRA in May 2021. According to FINRA: In connection with FINRA’s investigation into …

BitConnect Promoters Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission announced today that it has filed an action against five individuals alleging that they promoted a global unregistered digital asset securities offering that raised over $2 billion from retail investors. According to the SEC’s complaint, filed in …

Brian Sanguinet – Arbitration Claim Filed Against Arete Wealth Management LLC | Goodman & Nekvasil P.A. May Recover Investor Losses Brian Sanguinet a/k/a Brian Adam Sanguinet CRD #5927901 Brian Sanguinet is a licensed financial advisor/broker with Arete Wealth Management LLC. During our investigation of a pending arbitration claim, we have learned that Brian Sanguinet purchased and recommended the purchase of the …

Joey Dale Miller – Arbitration Claim Filed Against Arete Wealth Management LLC | Goodman & Nekvasil P.A. May Recover Investor Losses Joey Dale Miller CRD #6175826 Joey Dale Miller is a licensed financial advisor/broker with Arete Wealth Management LLC.  During our investigation of a pending arbitration claim, we have learned that Joey Dale Miller purchased and recommended the purchase of …

Randy Larson – Arbitration Claim Filed Against ARETE Wealth Management, LLC  | Goodman & Nekvasil P.A. May Recover Investor Losses Randy Larson (Randall Scott Larson) CRD #5862743 Randy Larson a/k/a Randall Scott Larson is a licensed financial advisor/broker with Arete Wealth Management LLC. During our investigation of a pending arbitration claim, we have learned that Randy Larson purchased and recommended …

Adam Belardino – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Adam Belardino a/k/a Adam Gerard Belardino CRD #5221927 Adam Belardino a/k/a Adam Gerard Belardino is a previously licensed financial advisor with MML Investors Services, LLC. According to FINRA, Adam Belardino was suspended beginning in February 2021 and will continue until required information …