Stephen Enochs – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Stephen Enochs| Recover Losses Stephen Enochs CRD #2352020 Stephen Enochs a/k/a Stephen Greeson Enochs is a licensed financial advisor/broker with Cape Securities, Inc. According to Stephen Enochs’ BrokerCheck Report, a customer dispute was filed alleging sales practice violations against Stephen Enoch. Customer Dispute 10/30/2009: Customer alleged unsuitable …

Christian Frank Lucchetto (Christian Lucchetto) – Broker Christian Lucchetto Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christian Frank Lucchetto (Christian Lucchetto) CRD #4648994 Christian Lucchetto a/k/a Christian Frank Lucchetto is currently a licensed broker with Arive Capital Markets.  Lucchetto was a previously licensed broker with First Standard Financial Company LLC and Cape Securities Inc. …

Mike Patatian – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Mike Patatian CRD #4047060 Mike Patatian a/k/a Megurditch Mike Patatian is a licensed financial advisor with Supreme Alliance LLC. Mike Patatian was previously licensed with Western International Securities. According to Mike Patatian’s BrokerCheck Report, Mike Patatian has been investigated by FINRA. According to …

Jovi San Nicolas – Financial Advisor/Broker Jovi San Nicolas Barred from Securities Industry | Recover Losses Jovi San Nicolas CRD #6722186 Jovi San Nicolas was a previously licensed financial advisor/broker with Edward Jones. FINRA reports that Jovi San Nicolas was barred from the securities industry indefinitely in January 2021. According to FINRA Allegations: Without admitting or denying the findings, Jovi …

Tamber Proctor – Customer Dispute Filed Involving Financial Advisor/Broker Tamber Proctor | Goodman & Nekvasil P.A. May Recover Investor Losses Tamber Proctor CRD # 4316378 Tamber Proctor a/k/a Tamber King Proctor was a previously licensed broker with Securities America, Inc. and LPL Financial LLC. According to Proctor’s BrokerCheck report, one customer dispute has been filed alleging sales practice violations against …

Darryl Cohen – Customer Dispute Filed Involving Financial Advisor/Broker Darryl Cohen| Goodman & Nekvasil P.A. May Recover Investor Losses Darryl Cohen CRD #2786613 Darryl Cohen is a licensed financial advisor/broker with Morgan Stanley. According to Darryl Cohen’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Darryl Cohen. Customer Dispute 1/22/21: Claimants allege, inter alia, that …

Matthew Platnico – Customer Disputes Filed Alleging Sales Practice Violations Against Investment Advisor/Broker Platnico | Recover Losses Matthew Eric Platnico (Matthew Platnico) Financial Advisor/Broker CRD # 2102086 Matthew Platnico a/k/a Matthew Eric Platnico is a licensed financial advisor with Allied Millennial Partners, Inc. According to Platnico’s BrokerCheck Report, two customer disputes have been filed alleging sales practice violations against Platnico. Customer …

Ryan Raskin – Financial Advisor/Broker Raskin Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ryan Raskin CRD # 5539610 Ryan Raskin a/k/a Ryan Ashley Raskin was a previously licensed financial advisor/broker Merrill Lynch, Pierce, Fenner, & Smith, Inc. According to Ryan Raskin’s BrokerCheck Report, Ryan Raskin was barred from the securities industry in January 2021. According …

Keith Frederick Simmons (Keith Simmons) – Customer Disputes Filed Alleging Sales Practice Violations Against Investment Advisor/Broker Keith Simmons | Goodman & Nekvasil P.A., May Recover Investor Losses Keith Frederick Simmons (Keith Simmons) Financial Advisor/Broker CRD # 730619 Keith Simmons is a licensed financial advisor with Merrill Lynch, Pierce, Fenner, & Smith Inc. According to Simmons’ BrokerCheck Report, two customer disputes have …

Avi Schottenstein – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Avi Schottenstein| Recover Losses Avi Schottenstein CRD #5708665 Avi Schottenstein a/k/a Avi Elliot Schottenstein was a previously licensed broker with JP Morgan Securities. According to Avi Schottenstein’s BrokerCheck Report, a customer dispute was filed alleging sales practice violations against Avi Schottenstein. Customer Dispute 7/24/19:  Schottenstein was named …