Mark Just – Broker/Financial Advisor Mark Just Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Mark Just a/k/a Mark William Just CRD #1138738 Mark Just a/k/a Mark William Just is a licensed financial advisor licensed financial advisor/broker with Triad Advisors LLC. According to FINRA, Mark Just was suspended from the securities industry for 3 months …

John Santariello – Financial Advisor/Broker John Santariello Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses John Santariello CRD #5746158 John Santariello was a previously licensed financial advisor with Arive Capital Markets and Cape Securities. According to John Santariello’s BrokerCheck Report, John Santariello was barred by FINRA in June 2020. According to FINRA: Respondent Santariello failed to …

Brent Bunger – Customer Disputes Filed Involving Financial Advisor/Broker Brent Bunger | Goodman & Nekvasil P.A. May Recover Investor Losses Brent Bunger CRD #1488149 Brent Bunger is a licensed financial advisor/broker with Lion Street Financial. According to Brent Bunger’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Brent Bunger. Customer Dispute 8/10/20: Allegations include unsuitable recommendations, …

Rich Baer – Customer Dispute Filed Involving Financial Advisor/Broker Rich Baer | Goodman & Nekvasil P.A. May Recover Investor Losses Rich Baer a/k/a Richard Evan Baer CRD #848798 Rich Baer a/k/a Richard Evan Baer is a licensed financial advisor/broker with Lion Street Financial. According to Rich Baer’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Rich …

Chris Black – Financial Advisor/Broker Chris Black Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Chris Black a/k/a Chris Bryan Black CRD #5049080 Chris Black a/k/a Chris Bryan Black was a previously licensed financial advisor with LPL Financial LLC and Wells Fargo. According to Chris Black’s BrokerCheck Report, Chris Black was barred by FINRA in January …

Ricardo Turlan – Broker/Financial Advisor Ricardo Turlan Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ricardo Turlan CRD #4431836 Ricardo Turlan was a previously licensed financial advisor licensed financial advisor/broker with UBS Financial. According to FINRA, Ricardo Turlan was suspended from the securities industry indefinitely in March 2020. According to FINRA Allegations: Respondent Turlan failed …

Dermod Cavanaugh – Customer Dispute Filed Involving Financial Advisor/Broker Dermod Cavanaugh | Goodman & Nekvasil P.A., May Recover Investor Loss Dermod Cavanaugh CRD #4030821 Dermod Cavanaugh is a previously licensed financial advisor with Merrill Lynch. According to Dermod Cavanaugh’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Dermod Cavanaugh. Customer Dispute (2/15/2019): The customer alleges …

Emergent Capital Inc. : Emergent Capital, Inc. (EMGC) Files for Bankruptcy  – Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., Recovering Investor Losses – Emergent Capital, Inc. Alert: Emergent Capital, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other …

Leighton Stallones – Customer Dispute Filed Involving Financial Advisor/Broker Leighton Stallones| Goodman & Nekvasil P.A., May Recover Investor Loss Leighton Stallones a/k/a Walter Leighton Stallones CRD #433344 Leighton Stallones a/k/a Walter Leighton Stallones is a licensed financial advisor with Momentum Independent Network Inc. According to Leighton Stallones’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against …

Stanley Robbins – Customer Dispute Filed Involving Financial Advisor/Broker Stanley Robbins | Goodman & Nekvasil P.A., May Recover Investor Loss Stanley Robbins a/k/a Stanley Michael Robbins CRD #4667669 Stanley Robbins is a licensed financial advisor with Wells Fargo. According to Stanley Robbins’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Stanley Robbins. Customer Dispute (8/10/2017): …