ERF Wireless (ERFB) | Goodman & Nekvasil P.A. May Recover Investor Losses ERF Wireless, Inc. (ERFB) is a fully reporting public corporation headquartered in League City, Texas. The company is a “Critical Infrastructure Communications Service Company”, primarily operating in the enterprise vertical market sector of North American rural broadband. The company provides secure, high-capacity wireless and other communications products and …
Zona Energy, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses
Zona Energy, Inc. | Goodman & Nekvasil P.A. May Recover Investor Losses Update 5-14-21: Our Firm has filed an arbitration claim against Arete Wealth Management LLC concerning Zona Energy, Inc. investments. Zona Energy, Inc. was formed in early 2018 as a portfolio company of a family office focused on a generational opportunity in the independent oil and natural gas industry …
Ahmed Gheith – Broker Ahmed Gheith Previously Suspended from Securities Industry | Recover Losses
Ahmed Gheith – Broker Ahmed Gheith Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ahmed Gheith a/k/a Andy Gheith a/k/a Ahmed Ghassan Gheith CRD #5783951 Ahmed Gheith a/k/a Andy Gheith a/k/a Ahmed Ghassan Gheith is a currently licensed broker with Noble Capital Markets, Inc. Ahmed Gheith was a previously licensed broker with Paulson Investment …
Beth Ty – Financial Advisor/Broker Beth Ty Barred From Securities Industry | Recover Investment Losses
Beth Ty – Financial Advisor/Broker Beth Ty Barred From Securities Industry | Recover Investment Losses Beth Ty a/k/a Lizabeth Gotuaco Ty CRD #4737319 Beth Ty a/k/a Lizabeth Gotuaco Ty is a previously licensed financial advisor/broker with Park Avenue Securities LLC. According to Beth Ty’s BrokerCheck Report, Bety Ty was barred from the securities industry in May 2016. According to FINRA: …
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NP Skyloft DST a/k/a Nelson Partners Skyloft | Investors May Recover Losses
NP Skyloft DST a/k/a Nelson Partners Skyloft | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. has learned that the Preferred Equity provider (Axonic) claims to have taken and sold the underlying property, which is a student apartment building at the University of Texas. Investors in NP Skyloft DST a/k/a Nelson Partners Skyloft may lose their …
Nadjeen Baptiste – Financial Advisor/Broker Baptiste Barred by FINRA | Recover Losses
Nadjeen Baptiste – Financial Advisor/Broker Baptiste Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Nadjeen Baptiste CRD #6308317 Nadjeen Baptiste was a previously licensed financial advisor/broker with Raymond James. Nadjeen Baptiste is currently licensed with Alliance Global Partners. According to Nadjeen Baptiste’s BrokerCheck Report, Nadjeen Baptiste was barred from the securities industry in December 2020. According …
George Warner – Financial Advisor/Broker Warner Barred from Securities Industry | Recover Investment Losses
George Warner – Financial Advisor/Broker Warner Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses George Warner a/k/a George Marshall Warner CRD #2300570 George Warner a/k/a George Marshall Warner was a previously licensed financial advisor/broker with Chelsea Financial Services and IFS Securities. According to FINRA, George Warner’s George Warner was barred from the securities industry in …
Patrick Horsman – Financial Advisor/Broker Patrick Horsman Named in Lawsuit | Recover Investment Losses
Patrick Horsman – Financial Advisor/Broker Patrick Horsman Named in Lawsuit | Goodman & Nekvasil, P.A. May Recover Investor Losses Patrick Horsman CRD #4694883 Patrick Horsman is a previously licensed financial advisor with Blue Sand Securities LLC. According to Patrick Horsman’s BrokerCheck Report, a lawsuit was filed alleging sales practice violations involving Patrick Horsman. Goodman & Nekvasil, P.A. has learned that …
Michael Shillin – Financial Advisor/Broker Shillin Barred by FINRA
Michael Shillin – Financial Advisor/Broker Shillin Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Shillin a/k/a Michael Francis Shillin CRD #5927156 Michael Shillin was a previously licensed financial advisor/broker with Raymond James. According to Michael Shillin’s BrokerCheck Report, Michael Shillin was barred from the securities industry in December 2020. According to FINRA: Shillin consented to …
Jason Dworak – Customer Disputes Filed Involving Financial Advisor/Broker Dworak
Jason Dworak – Customer Disputes Filed Involving Financial Advisor/Broker Dworak | Goodman & Nekvasil P.A. May Recover Investor Losses Jason Dworak CRD #2434370 Jason Dworak is a licensed financial advisor/broker with UBS Financial Services, Inc. According to Jason Dworak’s BrokerCheck report, three customer disputes have been filed alleging sales practice violations against Jason Dworak. Customer Dispute 3/23/20: Time frame: 2017-2019 …