Joia Evans – Financial Advisor/Broker Joia Evans Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Joia Evans a/k/a Joia Leanne Thomas CRD #6328012 Joia Evans a/k/a Joia Leanne Thomas was a previously licensed financial advisor/broker with TIAA Cref According to Joia Evans’ BrokerCheck Report, Joia Evans was barred from the securities industry in April 2021. According …

Jared Reinstein – Broker Jared Reinstein Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jared Reinstein a/k/a Jared Matthew Reinstein CRD #5411470 Jared Reinstein is a previously licensed broker with LPL Financial LLC. Jared Reinstein is currently licensed with Citizens Securities. According to FINRA, Jared Reinstein was fined $5,000 and was suspended from the securities …

Louis Olave – Broker Louis Olave Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Louis Olave a/k/a Louis Maurice Olave CRD #5904834 Louis Olave is a licensed financial advisor with Lincoln Investment. Louis Olave was previously licensed with Questar Capital. According to Louis Olave’s BrokerCheck Report, Louis Olave was fined $5,000 and was suspended from …

Kevin Schaefer – Customer Disputes Filed Involving Financial Advisor/Broker Kevin Schaefer | Goodman & Nekvasil P.A. May Recover Investor Losses Kevin Schaefer a/k/a Kevin Joseph Schaefer CRD #1286030 Kevin Schaefer a/k/a Kevin Joseph Schaefer is a licensed financial advisor/broker with Wells Fargo. Kevin Schaefer was previously licensed with Merrill Lynch. According to Kevin Schaefer’s BrokerCheck report, customer disputes have been …

Frank Sapareto – Financial Advisor/Broker Jeremy Frank Sapareto Named Respondent in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Sapareto a/k/a Frank Vincent Saparato CRD #2274877 Frank Sapareto a/k/a Frank Vincent Sapareto was a previously licensed financial advisor/broker with Trustmont Financial, Advisory Group, Fortune Financial and Source Capital Group. According to Frank Sapareto’s BrokerCheck Report, Frank …

Ray Velasco – Broker Ray Velasco Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ray Velasco a/k/a Raymond Alago Velasco CRD #4867519 Ray Velasco is a previously licensed broker with LPL Financial LLC. According to Ray Velasco’s BrokerCheck Report, Ray Velasco was fined $10,000 and was suspended from the securities industry for 2 years in …

Alan Price – Broker Alan Price Named Respondent in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan Price a/k/a Alan Robert Price CRD #3181061 Alan Price a/k/a Alan Robert Price is a previously licensed financial advisor with Edward Jones. According to Alan Price’s BrokerCheck Report, Alan Price was named a respondent in a FINRA complaint in …

Candice E Montie – Broker Candice Montie Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Candice Montie CRD #4726799 Candice E. Montie a/k/a Candice Siekierski is a licensed broker with Moloney Securities Co. Inc. According to to Candice Montie’s BrokerCheck Report, Candice Montie was suspended for three months and fined $5,000 in April 2021. According …

Cubby Bice – Customer Disputes Filed Involving Financial Advisor/Broker Bice | Goodman & Nekvasil P.A. May Recover Investor Losses Cubby Bice a/k/a Christopher R. Bice CRD #3222439 Cubby Bice a/k/a Christopher R Bice is a licensed financial advisor/broker with Sagepoint Financial, inc. According to Cubby Bice’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Cubby Bice. …

Keith Holcomb – Broker Keith Holcomb Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Holcomb CRD #6227200 Keith Holcomb is a previously licensed broker with Cambridge Investment Research, Inc. According to Keith Holcomb’s BrokerCheck Report, Keith Holcomb was fined $7,500 and was suspended from the securities industry for 6 months in April 2021. According …