John Santariello – Financial Advisor/Broker John Santariello Barred by FINRA | Recover Investment Losses

John Santariello – Financial Advisor/Broker John Santariello Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

John Santariello CRD #5746158

John Santariello was a previously licensed financial advisor with Arive Capital Markets and Cape Securities. According to John Santariello’s BrokerCheck Report, John Santariello was barred by FINRA in June 2020.

According to FINRA:

Respondent Santariello failed to respond to FINRA request for information.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with John Santariello and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Santariello’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with John Santariello and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 6/4/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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