Scott Kaufman – Broker/Financial Advisor Scott Kaufman Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Scott Kaufman was a previously licensed financial advisor licensed financial advisor with LPL Financial and Wells Fargo. According to FINRA, Scott Kaufman was suspended from the securities industry indefinitely in March 2021.
According to FINRA Allegations:
Respondent Kaufman failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Scott Kaufman and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Scott Kaufman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Scott Kaufman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/3/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.