Jim Senglaub – Customer Dispute Filed Involving Financial Advisor Jim Senglaub | Goodman & Nekvasil P.A. May Recover Investor Losses
Jim Senglaub a/k/a James Mark Senglaub CRD #1060459
Jim Senglaub is a licensed financial advisor/broker with Independent Financial Group. Jim Senglaub was previously licensed with Sagepoint Financial.
Customer Dispute 4/22/21: Claimants allege the registered representative recommended alternative investments that were unsuitable. This customer dispute is pending and seeks $342,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Jim Senglaub, you may be able to recover your losses. If you lost money on investments with Jim Senglaub and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jim Senglaub. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jim Senglaub and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/2/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.