Bill Dixon – Financial Advisor/Broker Bill Dixon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Bill Dixon a/k/a William H. Dixon CRD #68881 Bill Dixon is a licensed financial advisor with Southeast Investments, N.C., Inc. Bill Dixon was previously licensed with Securities America. According to Bill Dixon’s BrokerCheck Report, Bill Dixon was barred by FINRA in …

Andrew Burish – Customer Dispute Filed Involving Financial Advisor/Broker Andrew Burish | Goodman & Nekvasil P.A. May Recover Investor Losses Andrew Burish (Andrew David Burish) CRD #111163 Andrew Burish a/k/a Andrew David Burish is a licensed financial advisor/broker with UBS Financial Services. According to David Burish’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against David Burish. …

Tyler Tysdal and Cobalt Sports Capital LLC – SEC Charges Real Estate Developer with Misleading Investors | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today announced settled fraud charges against Tyler T. Tysdal of Lone Tree, Colorado, for his role in multiple schemes to defraud investors. First, the SEC’s order …

Robin Vail-Platt – Customer Dispute Filed Allegedly Involving Financial Advisor/Broker Robin Vail-Platt | Goodman & Nekvasil P.A. May Recover Investor Losses Robin Vail Platt (Robin Platt) CRD #2584058 Robin Vail Platt a/k/a Robin Platt is a licensed financial advisor/broker with Hancock Whitney Investment Services. According to a recent press release, a customer dispute was files involving Robin Platt’s recommendation of …

Maxwell Drever – SEC Charges Real Estate Developer with Misleading Investors | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today charged Maxwell Drever, a real estate developer based in the San Francisco Bay Area, with misleading investors in a multi-million dollar real estate fund that he managed. According to the …

Jay DiPaola – Financial Advisor/Broker Jay Dipaola Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jason DiPaola a/k/a Jay Dipaola CRD #2648836 Jay DiPaola was a previously licensed financial advisor/broker with Chardan Capital Markets LLC. According to Jay DiPaola’s BrokerCheck Report, Jay DiPaola was investigated by FINRA in March 2021. According to FINRA: On March 26, …

Clarence Dean Alford | SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: On April 2, 2021, the United States District Court for the Northern District of Georgia entered final judgment on the SEC’s fraud claims against former Georgia state legislator Clarence Dean Alford. The SEC’s complaint alleged that from 2017 to 2019, Alford, who …

Candido Viyella  – Customer Disputes Filed Involving Financial Advisor/Broker Candido Viyella | Goodman & Nekvasil P.A. May Recover Investor Losses Candido Viyella a/k/a Candido Jose Viyella CRD #1829255 Candido Viyella a/k/a Candido Jose Viyella is a previously licensed financial advisor/broker with Morgan Stanley. Candido Viyella was discharged from Morgan Stanley in November 2020 after allegedly being accused of participation in …

Jonathan P. Maroney – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission announced that it filed an emergency action and obtained a temporary restraining order and an asset freeze to stop an alleged Ponzi scheme and misappropriation of investor proceeds perpetrated by Melbourne, Florida resident Jonathan P. …

FF Fund Management LLC (FFM) | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission charged Andrew T. Franzone, former owner of a race car team, and investment adviser FF Fund Management, LLC (“FFM”) with fraudulently raising and misappropriating tens of millions of dollars from the sale of limited partnership interests in …