Michael Philip Ecker (Michael Ecker) – Customer Dispute Filed Involving Financial Advisor/Broker Michael Ecker | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Philip Ecker (Michael Ecker) CRD #824193 Michael Ecker is a currently licensed financial advisor/broker with Center Street Securities, Inc. Michael Ecker was a previously licensed financial advisor/broker with Concorde Investment Services, LLC and Kovack Securities Inc. …

Barry William Lemay (Barry Lemay) – Customer Disputes Filed Involving Financial Advisor/Broker Barry Lemay | Goodman & Nekvasil P.A. May Recover Investor Losses Barry William Lemay (Barry Lemay) CRD #306332 Barry Lemay is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to Barry Lemay’s BrokerCheck report, three recent customer disputes have been …

David Jon Zupek (David Zupek) – Customer Disputes Filed Involving Financial Advisor/Broker David Zupek | Goodman & Nekvasil P.A. May Recover Investor Losses David Jon Zupek (David Zupek) CRD #2250376 David Zupek is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to David Zupek’s BrokerCheck report, two recent customer disputes have been …

Meredith Ann McCutchen (Meredith McCutchen) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Meredith McCutchen | Goodman & Nekvasil P.A., May Recover Investor Loss Meredith Ann McCutchen (Meredith McCutchen) CRD #5989501 Meredith McCutchen was a previously licensed broker with Moody Securities, LLC and Concorde Investment Services, LLC. According to Meredith McCutchen’s BrokerCheck Report, four customer disputes have …

Steven Eric Erickson (Steven Erickson) – Financial Advisor/Broker Steven Erickson Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Eric Erickson (Steven Erickson) Financial Advisor/Broker CRD #4400791 Steven Erickson is currently a licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. Steven Erickson was a previously licensed financial advisor/broker with …

James Dwight McPherson (James McPherson) – Customer Disputes Filed Involving Financial Advisor/Broker James McPherson | Goodman & Nekvasil P.A. May Recover Investor Losses James Dwight McPherson (James McPherson) CRD #5918462 James McPherson was a previously licensed financial advisor/broker with Great Point Capital LLC and Concorde Investment Services, LLC. According to James McPherson’s BrokerCheck report, customer disputes have been filed alleging …

John Frederick Griner (John Griner) – Broker John Griner Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Frederick Griner (John Griner) CRD #1024669 John Griner was a previously licensed financial advisor with Morgan Stanley. John Griner is currently licensed with Benjamin F. Edwards & Company. According to FINRA, John Griner was suspended from the …

Gretchen Schorr – Customer Dispute Filed Involving Financial Advisor/Broker Gretchen Schorr | Goodman & Nekvasil P.A. May Recover Investor Losses Gretchen Marie Schorr a/k/a Gretchen Schorr CRD #704073 Gretchen Schorr is a previously licensed financial advisor/broker with Moloney Securities Co and Independent Financial Group, LLC. According to Gretchen Schorr’s BrokerCheck report, a customer dispute has been filed alleging sales practice …

Gene Clay Esplin (Gene Esplin) – Customer Dispute Filed Involving Financial Advisor/Broker Gene Esplin | Goodman & Nekvasil P.A. May Recover Investor Losses Gene Clay Esplin (Gene Esplin) CRD #3133447 Gene Esplin is a previously licensed financial advisor/broker with Kalos Capital, Inc. According to Gene Esplin’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Gene …

Knightsbridge Capital Partners Operator Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The SEC today charged New York resident Mark Alan Lisser with fraud for operating at least two boiler rooms, on Long Island, New York and in Boca Raton, Florida, through which he raised approximately $2.1 million from at least 71 …