Gilly Simpson – Customer Dispute Filed Involving Financial Advisor/Broker Gilly Simpson | Goodman & Nekvasil P.A. May Recover Investor Losses John Gilbert Simpson (Gilly Simpson) CRD #5157555 Gilly Simpson a/k/a John Gilbert Simpson is a previously licensed financial advisor/broker with JP Morgan Securities LLC and FSC Securities Corporation. Gilly Simpson is also associated with Simpson Financial, LLC, Nettworth Financial Group …

Sean Westbrook – Customer Dispute Filed Involving Financial Advisor/Broker Sean Westbrook | Goodman & Nekvasil P.A. May Recover Investor Losses Sean Westbrook a/k/a Sean Edward Andrew Westbrook CRD #5090374 Sean Westbrook a/k/a Sean Edward Andrew Westbrook is a licensed financial advisor/broker with Stifel, Nicolaus & Company. Sean Westbrook was previously licensed with FSC Securities Corporation. Sean Westbrook is also affiliated …

Scott Fergang – Broker Scott David Fergang Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Fergang a/k/a Scott David Fergang CRD #1758758 Scott Fergang a/k/a Scott David Fergang is a licensed financial advisor with Stifel, Nicolaus & Company. Scott Fergang was previously licensed financial with RBC Capital Markets LLC. According to FINRA, Scott Fergang …

Fred Rock – Broker Fred Rock Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Fred Rock a/k/a Frederick Joseph Rock CRD #2548242 Fred Rock a/k/a Frederick Joseph Rock is a previously licensed financial advisor licensed financial advisor with Pruco Securities LLC. According to FINRA, Fred Rock was fined $5,000 and was suspended from the securities …

John Scott – Financial Advisor/Broker John Scott Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses John Scott a/k/a John Lee Scott CRD #2407610 John Scott a/k/a John Lee Scott was a previously licensed financial advisor/broker with LPL Financial LLC. According to John Scott’s BrokerCheck Report, John Scott was barred from the securities industry in March 2021. …

Elias Hakimian – Broker Elias Hakimian Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Elias Hakimian CRD #4404048 Elias Hakimian a/k/a Elias Moses Hakimian is a previously licensed financial advisor licensed financial advisor with LPL Financial LLC. According to FINRA, Elias Hakimian was fined $5,000 and was suspended from the securities industry for 3 months …

David Logsdon – Customer Dispute Filed Involving Financial Advisor/Broker David Logsdon | Goodman & Nekvasil P.A. May Recover Investor Losses David Logsdon a/k/a David Michael Logsdon CRD #4178266 David Logsdon a/k/a David Michael Logsdon is a licensed financial advisor/broker with Wells Fargo. David Logsdon is currently licensed with Independent Financial Partners. According to David Logsdon’s BrokerCheck report, a customer dispute …

Gilbert Cox – Financial Advisor/Broker Gilbert Cox Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Gilbert Cox a/k/a Gilbert W. Cox CRD #2973703 Gilbert Cox a/k/a Gilbert W. Cox was a previously licensed financial advisor/broker with NYLife Securities. According to Gilbert Cox’s BrokerCheck Report, Gilbert Cox was barred from the securities industry in April 2021. According …

Brian Maguire – Financial Advisor/Broker Brian Maguire Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Maguire CRD #5011014 Brian Maguire was a previously licensed financial advisor/broker with Goldman Sachs. According to Brian Maguire’s BrokerCheck Report, Brian Maguire was barred from the securities industry in March 2021. According to FINRA: Maguire was a research analyst at …

Infinity Q Capital Management LLC (Infinity Q) is Liquidating Hedge Fund | Goodman & Nekvasil P.A. May Recover Investor Losses According to Reuters: New York investment firm Infinity Q Capital Management LLC is liquidating its hedge fund as the fallout from a U.S. regulatory probe into its valuation practices spreads, according to a person with knowledge of the matter. The …