Charles Thomas Stevens (Charles Stevens) – Customer Disputes Filed Involving Financial Advisor/Broker Charles Stevens | Goodman & Nekvasil P.A. May Recover Investor Losses Charles Thomas Stevens (Charles Stevens) CRD #1698058 Charles Stevens was a previously licensed financial advisor with D.H. Hill Securities, LLLP. According to FINRA, Charles Stevens was named a respondent in a FINRA complaint alleging that he willfully …

Lanny Ray Howarter (Lanny Howarter) – Customer Disputes Filed Involving Financial Advisor/Broker Lanny Howarter | Goodman & Nekvasil P.A. May Recover Investor Losses Lanny Ray Howarter (Lanny Howarter) CRD #813591 Lanny Howarter is a licensed financial advisor/broker with Crown Capital Securities. According to Lanny Howarter’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Lanny Howarter. Customer …

Randolph Lee Eddlemon III (Randy Eddlemon) – Financial Advisor/Broker Randy Eddlemon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Randolph Lee Eddlemon (Randy Eddlemon) CRD #2285234 Randy Eddlemon was a previously licensed financial advisor/broker with Geneos Wealth Management, Inc. According to Randy Eddlemon’s BrokerCheck Report, Randy Eddlemon was barred from the securities industry in March 2018. …

John D. Craft (John Craft) – Broker John Craft Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John D. Craft (John Craft) CRD #1844174 John Craft was a previously licensed financial advisor with Trustmont Financial Group, Inc. and Cetera Financial Specialists LLC. According to FINRA, John Craft will be suspended from the securities industry for …

Luckin Cofee, Inc. – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission today charged China-based company Luckin Coffee Inc. with defrauding investors by materially misstating the company’s revenue, expenses, and net operating loss in an effort to falsely appear to achieve rapid growth and increased profitability and …

Najib Hossain Khan (Najib Khan) – Financial Advisor/Broker Najib Khan Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Najib Hossain Khan (Najib Khan) CRD #5771774 Najib Khan was a previously licensed financial advisor/broker with Citigroup Global Markets Inc. and JP Morgan Securities LLC. According to Najib Khan’s BrokerCheck Report, Najib Khan was barred from the securities …

Sara Rene Wilhite (Sara Wilhite) – Financial Advisor/Broker Sara Wilhite Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Sara Rene Wilhite (Sara Wilhite) CRD #6624861 Sara Wilhite was a previously licensed financial advisor/broker with PFS Investments, Inc. According to Sara Wilhite’s BrokerCheck Report, Sara Wilhite was barred from the securities industry in February 2018. According to …

Truitt Scott Ficklin (Truitt Ficklin) – Financial Advisor/Broker Truitt Ficklin Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Truitt Scott Ficklin (Truitt Ficklin) CRD #6253265 Truitt Ficklin was a previously licensed financial advisor/broker with Cetera Investment Services LLC. According to Truitt Ficklin’s BrokerCheck Report, Truitt Ficklin was barred from the securities industry in February 2018. According …

Dawei Wang – Financial Advisor/Broker Dawei Wang Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Dawei Wang CRD #4923452 Dawei Wang was a previously licensed financial advisor/broker with Merrill Lynch. According to Dawei Wang’s BrokerCheck Report, Dawei Wang was barred from the securities industry in January 2018. According to FINRA: Respondent Wang failed to respond to …

Simon Boowon Song (Simon Song) – Financial Advisor/Broker Simon Song Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Simon Song CRD #2909665 Simon Song was a previously licensed financial advisor/broker with AXA Advisors, LLC. According to Simon Song’s BrokerCheck Report, Simon Song was barred from the securities industry in January 2018. According to FINRA: Respondent Song …