Infinity Q Capital Management LLC (Infinity Q) is Liquidating Hedge Fund | Goodman & Nekvasil P.A. May Recover Investor Losses According to Reuters: New York investment firm Infinity Q Capital Management LLC is liquidating its hedge fund as the fallout from a U.S. regulatory probe into its valuation practices spreads, according to a person with knowledge of the matter. The …
Michael Robert Greenfield – Disputes Filed Involving Broker Michael Robert Greenfield | Recover Investment Losses
Michael Robert Greenfield – Disputes Filed Involving Broker Michael Greenfield | Recover Investment Losses Michael Robert Greenfield a/k/a Michael Greenfield CRD #5406611 Michael Greenfield is a currently licensed financial advisor with Newbridge Securities Corporation. Michael Greenfield was previously licensed with Oppenheimer & Co. Inc. FINRA reports that four arbitration claims were filed involving Michael Greenfield’s conduct with Oppenheimer & Co. …
Washington Prime Group Inc. Seeks $150 Million Bankruptcy Loan
Washington Prime Group Inc. Seeks $150 Million Bankruptcy Loan – Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Washington Prime Group Inc. According to Bloomberg, Washington Prime Group …
Joia Evans – Financial Advisor/Broker Joia Evans Barred by FINRA | Recover Investment Losses
Joia Evans – Financial Advisor/Broker Joia Evans Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Joia Evans a/k/a Joia Leanne Thomas CRD #6328012 Joia Evans a/k/a Joia Leanne Thomas was a previously licensed financial advisor/broker with TIAA Cref According to Joia Evans’ BrokerCheck Report, Joia Evans was barred from the securities industry in April 2021. According …
Jared Reinstein – Broker Jared Reinstein Suspended from Securities Industry | Recover Investment Losses
Jared Reinstein – Broker Jared Reinstein Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jared Reinstein a/k/a Jared Matthew Reinstein CRD #5411470 Jared Reinstein is a previously licensed broker with LPL Financial LLC. Jared Reinstein is currently licensed with Citizens Securities. According to FINRA, Jared Reinstein was fined $5,000 and was suspended from the securities …
Louis Olave – Broker Louis Olave Suspended from Securities Industry | Recover Investment Losses
Louis Olave – Broker Louis Olave Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Louis Olave a/k/a Louis Maurice Olave CRD #5904834 Louis Olave is a licensed financial advisor with Lincoln Investment. Louis Olave was previously licensed with Questar Capital. According to Louis Olave’s BrokerCheck Report, Louis Olave was fined $5,000 and was suspended from …
Kevin Schaefer – Customer Disputes Filed Involving Financial Advisor/Broker Kevin Schaefer | Recover Investment Losses
Kevin Schaefer – Customer Disputes Filed Involving Financial Advisor/Broker Kevin Schaefer | Goodman & Nekvasil P.A. May Recover Investor Losses Kevin Schaefer a/k/a Kevin Joseph Schaefer CRD #1286030 Kevin Schaefer a/k/a Kevin Joseph Schaefer is a licensed financial advisor/broker with Wells Fargo. Kevin Schaefer was previously licensed with Merrill Lynch. According to Kevin Schaefer’s BrokerCheck report, customer disputes have been …
Frank Sapareto – Financial Advisor/Broker Jeremy Frank Sapareto Named Respondent in FINRA Complaint | Recover Losses
Frank Sapareto – Financial Advisor/Broker Jeremy Frank Sapareto Named Respondent in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Frank Sapareto a/k/a Frank Vincent Saparato CRD #2274877 Frank Sapareto a/k/a Frank Vincent Sapareto was a previously licensed financial advisor/broker with Trustmont Financial, Advisory Group, Fortune Financial and Source Capital Group. According to Frank Sapareto’s BrokerCheck Report, Frank …
Ray Velasco – Broker Ray Velasco Suspended from Securities Industry | Recover Investment Losses
Ray Velasco – Broker Ray Velasco Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ray Velasco a/k/a Raymond Alago Velasco CRD #4867519 Ray Velasco is a previously licensed broker with LPL Financial LLC. According to Ray Velasco’s BrokerCheck Report, Ray Velasco was fined $10,000 and was suspended from the securities industry for 2 years in …
Alan Price – Broker Alan Price Named Respondent in FINRA Complaint | Recover Investment Losses
Alan Price – Broker Alan Price Named Respondent in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Alan Price a/k/a Alan Robert Price CRD #3181061 Alan Price a/k/a Alan Robert Price is a previously licensed financial advisor with Edward Jones. According to Alan Price’s BrokerCheck Report, Alan Price was named a respondent in a FINRA complaint in …

