Candice E Montie – Broker Candice Montie Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Candice Montie CRD #4726799 Candice E. Montie a/k/a Candice Siekierski is a licensed broker with Moloney Securities Co. Inc. According to to Candice Montie’s BrokerCheck Report, Candice Montie was suspended for three months and fined $5,000 in April 2021. According …

Cubby Bice – Customer Disputes Filed Involving Financial Advisor/Broker Bice | Goodman & Nekvasil P.A. May Recover Investor Losses Cubby Bice a/k/a Christopher R. Bice CRD #3222439 Cubby Bice a/k/a Christopher R Bice is a licensed financial advisor/broker with Sagepoint Financial, inc. According to Cubby Bice’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Cubby Bice. …

Keith Holcomb – Broker Keith Holcomb Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Holcomb CRD #6227200 Keith Holcomb is a previously licensed broker with Cambridge Investment Research, Inc. According to Keith Holcomb’s BrokerCheck Report, Keith Holcomb was fined $7,500 and was suspended from the securities industry for 6 months in April 2021. According …

Gordon Bryan – Broker Gordon Bryan Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Gordon Bryan CRD #1292315 Gordon Bryan a/k/a Gordon Leonard Bryan is a licensed broker with Ameriprise Financial Services. Gordon Bryan was previously licensed broker with Wells Fargo. According to Gordon Bryan’s BrokerCheck Report, Gordon Bryan was suspended for two months and …

Ignacio Erhart Del Campo – Broker Ignacio Erhart Del Campo Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ignacio Erhart Del Campo CRD #6084596 Ignacio Erhart Del Campo is a previously licensed broker with Northeast Securities, Insigneo Securities and Epic Capital Securities. According to Ignacio Erhart Del Campo’s BrokerCheck Report, Ignacio Erhart Del Campo was …

Jeremy Taylor Johnson – Financial Advisor/Broker Jeremy Taylor Johnson Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeremy Taylor Johnson CRD #7074043 Jeremy Taylor Johnson was a previously licensed financial advisor/broker with Torch Securities LLC. According to Jeremy Taylor Johnson’s BrokerCheck Report, Jeremy Taylor Johnson was barred from the securities industry in March 2021. According to …

Scott Wolfrum – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Scott Wolfrum a/k/a Scott Thomas Wolfrum CRD #2187550 Scott Wolfrum a/k/a Scott Thomas Wolfrum is a previously licensed financial advisor with Huntleigh Securities Corporation and David A. Noyes & Company. According to Scott Wolfrum’s BrokerCheck Report, Scott Wolfrum was ordered to cease …

Bill Novack – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Bill Novack CRD #1181334 Bill Novack was a previously licensed financial advisor with CFD Investments and Cambridge Research. FINRA reports that Bill Novack was barred from the securities industry indefinitely in March 2021. According to FINRA Allegations: The findings stated that this …

uBiome Founders Charged by SEC| Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  During 2018, Jessica Richman and Zachary Apte (together, “Defendants”) fraudulently raised approximately $60 million for the private company they founded, uBiome, Inc. (“uBiome” or “the company”), a San Francisco medical testing company that Richman told investors was “inventing the microbiome industry” and “making …

Chad Mackland – Financial Advisor/Broker Mackland Barred from Securities Industry | Goodman & Nekvasil P.A. May Recover Investor Losses Chad Mackland CRD #4933804 Chad Mackland is a previously licensed financial advisor/broker with Lion Street Financial LLC. According to FINRA, Chad Mackland was barred from the securities industry in March 2021. According to FINRA: FINRA Rule 3210(x)(1) states, in relevant part, …