Joseph Victor Alhadeff (Joseph Alhadeff) – Financial Advisor/Broker Joseph Alhadeff Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Victor Alhadeff (Joseph Alhadeff) CRD #2938087 Joseph Alhadeff was a previously licensed financial advisor/broker with National Securities Corporation. FINRA reports that Joseph Alhadeff was barred from the securities industry indefinitely in November 2020. According to FINRA …

Thomas James Barone (Thomas Barone) – Broker Thomas Barone Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Thomas James Barone (Thomas Barone) CRD #5538663 Thomas Barone was a previously licensed financial advisor with NYLife Securities LLC. According to FINRA, Thomas Barone was fined $5,000 and was suspended from the securities industry for four months in …

Michael Philip Ecker (Michael Ecker) – Customer Dispute Filed Involving Financial Advisor/Broker Michael Ecker | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Philip Ecker (Michael Ecker) CRD #824193 Michael Ecker is a currently licensed financial advisor/broker with Center Street Securities, Inc. Michael Ecker was a previously licensed financial advisor/broker with Concorde Investment Services, LLC and Kovack Securities Inc. …

Barry William Lemay (Barry Lemay) – Customer Disputes Filed Involving Financial Advisor/Broker Barry Lemay | Goodman & Nekvasil P.A. May Recover Investor Losses Barry William Lemay (Barry Lemay) CRD #306332 Barry Lemay is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to Barry Lemay’s BrokerCheck report, three recent customer disputes have been …

David Jon Zupek (David Zupek) – Customer Disputes Filed Involving Financial Advisor/Broker David Zupek | Goodman & Nekvasil P.A. May Recover Investor Losses David Jon Zupek (David Zupek) CRD #2250376 David Zupek is a currently licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. According to David Zupek’s BrokerCheck report, two recent customer disputes have been …

Meredith Ann McCutchen (Meredith McCutchen) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Meredith McCutchen | Goodman & Nekvasil P.A., May Recover Investor Loss Meredith Ann McCutchen (Meredith McCutchen) CRD #5989501 Meredith McCutchen was a previously licensed broker with Moody Securities, LLC and Concorde Investment Services, LLC. According to Meredith McCutchen’s BrokerCheck Report, four customer disputes have …

Steven Eric Erickson (Steven Erickson) – Financial Advisor/Broker Steven Erickson Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Eric Erickson (Steven Erickson) Financial Advisor/Broker CRD #4400791 Steven Erickson is currently a licensed financial advisor/broker with Concorde Investment Services, LLC and Concorde Asset Management, LLC. Steven Erickson was a previously licensed financial advisor/broker with …

James Dwight McPherson (James McPherson) – Customer Disputes Filed Involving Financial Advisor/Broker James McPherson | Goodman & Nekvasil P.A. May Recover Investor Losses James Dwight McPherson (James McPherson) CRD #5918462 James McPherson was a previously licensed financial advisor/broker with Great Point Capital LLC and Concorde Investment Services, LLC. According to James McPherson’s BrokerCheck report, customer disputes have been filed alleging …

John Frederick Griner (John Griner) – Broker John Griner Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Frederick Griner (John Griner) CRD #1024669 John Griner was a previously licensed financial advisor with Morgan Stanley. John Griner is currently licensed with Benjamin F. Edwards & Company. According to FINRA, John Griner was suspended from the …

Gretchen Schorr – Customer Dispute Filed Involving Financial Advisor/Broker Gretchen Schorr | Goodman & Nekvasil P.A. May Recover Investor Losses Gretchen Marie Schorr a/k/a Gretchen Schorr CRD #704073 Gretchen Schorr is a previously licensed financial advisor/broker with Moloney Securities Co and Independent Financial Group, LLC. According to Gretchen Schorr’s BrokerCheck report, a customer dispute has been filed alleging sales practice …