Bill Novack – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Bill Novack a/k/a William James Novack was a previously licensed financial advisor/broker with CFD Investments and Cambridge Research. FINRA reports that Bill Novack was barred from the securities industry indefinitely in March 2021.
According to FINRA Allegations:
Novack consented to the sanction and to the entry of findings that he, after receiving a request for on-the-record testimony issued by FINRA, declined to appear for testimony. The findings stated that this matter originated from a review of a Form U5 filed by the member firm concerning the termination of another firm registered representative, whom the firm had reason to believe was permitting and enabling a barred individual to conduct a securities business.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Bill Novack and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Bill Novack’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for nearly 40 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Bill Novack and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/25/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.