Keith Holcomb – Broker Keith Holcomb Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Keith Holcomb is a previously licensed broker with Cambridge Investment Research, Inc. According to Keith Holcomb’s BrokerCheck Report, Keith Holcomb was fined $7,500 and was suspended from the securities industry for 6 months in April 2021.
According to FINRA Allegations:
Holcomb violated FINRA Rules 3240 and 2010 by borrowing at least $31,420 from a customer without notifying or receiving approval from his member firm.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Keith Holcomb and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Keith Holcomb’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Keith Holcomb and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/1/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.