Sean Westbrook – Customer Dispute Filed Involving Financial Advisor/Broker Sean Westbrook | Goodman & Nekvasil P.A. May Recover Investor Losses
Sean Westbrook a/k/a Sean Edward Andrew Westbrook CRD #5090374
Sean Westbrook a/k/a Sean Edward Andrew Westbrook is a licensed financial advisor/broker with Stifel, Nicolaus & Company. Sean Westbrook was previously licensed with FSC Securities Corporation. Sean Westbrook is also affiliated with Westbrook Group.
According to Sean Westbrook’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Sean Westbrook.
Customer Dispute 4/21/20: Claimant alleges that FSC Securities, through the representative, recommended an investment that was not in keeping with the client’s objectives, and that the review of the product and disclosures to the client were not adequate. This customer dispute is pending and seeks $101,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Sean Westbrook, you may be able to recover your losses. If you lost money on investments with Sean Westbrook and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sean Westbrook’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Sean Westbrook and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 4/21/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.