Lawrence Moskowitz – Broker/Financial Advisor Lawrence Moskowitz Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lawrence Moskowitz CRD #2026186 Lawrence Moskowitz is a previously licensed financial advisor with NYLife Securities LLC. According to FINRA Allegations: From November 2012 through December 2018, while associated with the firm, Moskowitz engaged in two outside business activities – one that …

Juan Ceja – Financial Advisor/Broker Juan Ceja Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Juan Ceja a/k/a Juan Manuel Ceja CRD #2732374 Juan Ceja a/k/a Juan Manuel Ceja was a previously licensed financial advisor with PFS Investments Inc. to Juan Ceja’s BrokerCheck Report, Juan Ceja was barred by FINRA in July 2021. According to FINRA: …

Matthew J Skinner Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission announced charges against Matthew J. Skinner of Santa Clarita, California, and five entities he owns and controls – Empire West Equity, Inc.; Bayside Equity, LP; Longacre Estates, LP; Freedom Equity Fund LLC; and Simple Growth, LLC …

Gregory Antonius Lewis – Broker/Financial Advisor Gregory Antonius Investigated by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Gregory Antonius Lewis CRD #2793976 Gregory Antonius Lewis is a licensed financial advisor licensed financial advisor/broker with Stockkings Capital LLC. According to FINRA Allegations: On December 16, 2019, FINRA made a preliminary determination to recommend that disciplinary action be brought against …

ALPAX LLC Founder Charged by SEC| Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  This matter involves an offering fraud orchestrated by Conley, a Morgantown, West Virginia-based former registered representative, in which he raised approximately $5.2 million from at least 20 investors through the fraudulent offer and sale of securities. Conley convinced some of his most …

Alex Perry – Customer Dispute Filed Involving Financial Advisor/Broker Alex Perry | Goodman & Nekvasil P.A., May Recover Investor Loss Alex Perry CRD #5985300 Alex Perry is a previously licensed financial advisor with Stifel, Nicolaus & Company Inc. According to Alex Perry’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Alex Perry. Customer Dispute (3/27/20): …

Scott Niekamp – Broker/Financial Advisor Scott Niekamp Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Niekamp CRD #3277810 Scott Niekamp a/k/a Scott S Niekamp is a licensed financial advisor licensed financial advisor/broker with Northwestern Mutual Investment Services. Niekamp is also the owner of Niekamp Group  LLC. According to FINRA, Scott Niekamp will be suspended …

Benefit Street Partners Realty Trust, Inc. | Recover Investment Losses Benefit Street Partners Realty Trust, Inc. is a publicly-registered, non-traded real estate investment trust (“REIT”) that originates, acquires and manages a diversified portfolio of commercial real estate debt secured by properties located in the United States, according to their website. Benefit Street Partners Realty Trust, Inc. is externally managed by …

Janie Garza Clark – Customer Dispute Filed Involving Financial Advisor/Broker Janie Garza Clark | Goodman & Nekvasil P.A. May Recover Investor Losses Janie Garza Clark CRD #1010752 Janie Garza Clark was previously employed with TCFG Wealth Management, LLC, and Sagepoint Financial and Hornor, Townsend & Kent, Inc. According to Janie Garza Clark’s BrokerCheck report, two customer disputes have been filed …

Francisco Valenzuela – Customer Disputes Filed Involving Financial Advisor/Broker Francisco Valenzuela | Goodman & Nekvasil P.A. May Recover Investor Losses Francisco Valenzuela CRD #2786970 Francisco Valenzuela was previously employed with Morgan Stanley. According to Francisco Valenzuela’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Francisco Valenzuela. Customer Dispute 10/31/20: The customer alleges excessive trading, unsuitable …