Mark Upchurch – Customer Dispute Filed Involving Financial Advisor/Broker Mark Upchurch| Goodman & Nekvasil P.A., May Recover Investor Losses Mark Upchurch a/k/a Mark Allen Upchurch CRD #2937074 Mark Upchurch a/k/a Mark Allen Upchurch is a previously licensed financial advisor/broker with Centaurus Financial Inc. According to Mark Upchurch’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against …

Elva Alvarez – Customer Dispute Filed Involving Financial Advisor/Broker Elva Alvarez | Goodman & Nekvasil P.A., May Recover Investor Loss Elva Alvarez a/k/a Maria Elva Alvarez CRD #4141564 Elva Alvarez a/k/a Maria Elva Alvarez is a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC and Investment Professionals Inc. According to Elva Alvarez’ BrokerCheck Report, a customer dispute has been …

John Swon – Financial Advisor/Broker John Swon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses John Swon a/k/a John Henry Swon IV CRD #5591686 John Swon a/k/a John Henry Swon was a previously licensed financial advisor with Royal Alliance Associates. According to John Swon’s BrokerCheck Report, John Swon was barred by FINRA in July 2021. According …

Jim Slacke – Customer Disputes Filed Involving Financial Advisor/Broker Jim Slacke | Goodman & Nekvasil P.A., May Recover Investor Losses Jim Slacke a/k/a James Robert Slacke CRD #1531064 Jim Slacke a/k/a James Robert Slacke is a previously licensed financial advisor/broker with Centaurus Financial Inc. According to Jim Slacke’s BrokerCheck Report, five customer disputes have been filed alleging sales practice violations …

Jan Haynes – Customer Dispute Filed Involving Financial Advisor/Broker Jan Haynes | Goodman & Nekvasil P.A., May Recover Investor Loss Jan Haynes a/k/a Jan Earl Haynes CRD #833875 Jan Haynes a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial. According to Jan Haynes’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Jan …

Jeff McHale – Customer Disputes Filed Involving Financial Advisor/Broker Jeff McHale | Goodman & Nekvasil P.A., May Recover Investor Loss Jeff McHale a/k/a Jeffrey Stephen McHale CRD #2998580 Jeff McHale a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial. According to Jeff McHale’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Jeff McHale. …

Danny Chancellor – Customer Dispute Filed Involving Financial Advisor/Broker Danny Chancellor | Goodman & Nekvasil P.A., May Recover Investor Loss Danny Chancellor a/k/a William Danny Chancellor CRD #1277838 -Update 8/31/21- Our firm has filed an arbitration claim on behalf of our client relating to Danny Chancellor’s sale of ARC Hospitality Trust, ARC Healthcare Trust, and Benefit Street Partners Realty Finance …

David Geake Has Customer Disputes | Goodman & Nekvasil P.A., May Recover Investor Loss David Richard Geake CRD #3088891 David Geake is a previously licensed broker with Ausdal Financial Partners and American Trust Investment Services. According to Geake’s BrokerCheck Report, 25 customer disputes have been filed alleging sales practice violations and making unsuitable recommendations for alternative investments. Geake was terminated …

Fernando Monllor Arzola – Customer Dispute Filed Involving Financial Advisor/Broker Fernando Monllor Arzola | Goodman & Nekvasil P.A., May Recover Investor Loss Fernando Monllor Arzola CRD #3098650 Fernando Monllor is a licensed financial advisor with Popular Securities LLC. According to Fernando Monllor Arzola’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Fernando Monllor Arzola. Customer …

Gary Bowman – Financial Advisor/Broker Gary Bowman Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Gary Max Bowman a/k/a Gary Bowman CRD #2035699 Gary Bowman is a currently licensed financial advisor with Sagepoint Financial. According to FINRA, Gary Bowman was suspended from the securities industry for three months and fined $10,000 in July 2021. According …