Gary Bowman – Financial Advisor/Broker Gary Bowman Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Gary Bowman is a currently licensed financial advisor with Sagepoint Financial.
According to FINRA, Gary Bowman was suspended from the securities industry for three months and fined $10,000 in July 2021.
According to FINRA Allegations:
From February 2013 through December 2017, Bowman engaged in an unsuitable pattern of short-term trading of Unit Investment Trusts in customer accounts. Based on the foregoing, Bowman violated FINRA Rules 2111 and 2010.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Gary Bowman and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gary Bowman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Gary Bowman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.