Jeff McHale – Customer Disputes Filed Involving Financial Advisor/Broker Jeff McHale | Goodman & Nekvasil P.A., May Recover Investor Loss
Jeff McHale a/k/a Jeffrey Stephen McHale CRD #2998580
Jeff McHale a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial.
According to Jeff McHale’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Jeff McHale.
Customer Dispute 12/9/19: Claimants allege respondents recommended unsuitable investments including pharmaceutical and biotech stocks while at Ameriprise from 2015-2019. Claimants also allege that their accounts were overconcentrated and certain transactions were marked unsolicited despite being recommended by respondent advisor. This customer dispute was settled for $275,000.
Customer Dispute 12/28/18: Claimant alleges from 2015-2019 respondent recommended unsuitable investments. Specifically, claimant alleges that respondent recommended a high concentration of equity securities, did not recommend bonds and instead recommended low priced low market cap securities. As a result, claimant alleges he suffered damages of at least $180,000 plus interest and costs. This customer dispute was settled for $75,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Jeff McHale, you may be able to recover your losses. If you lost money on investments with Jeff McHale and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jeff McHale’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jeff McHale and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/8/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.