Outdoor Capital Partners LLC Manager Arrested for Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the United States District Attorney’s Office New Jersey A Denver, Colorado, CEO was arrested today in connection with a scheme to fraudulently obtain approximately $10 million from investors through various misrepresentations about fund operations and his background and contribution to the …
DNA Lodging East Hartford LLC Organizer Charged with Fraud | Recover Investment Losses
DNA Lodging East Hartford LLC Organizer Charged with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today charged Connecticut resident Rahulkumar M. Patel in connection with a fraudulent offer of securities related to a hotel renovation investment that was conducted through an online crowd funding site. According to the …
Joseph Fedorko – Customer Disputes Filed Involving Financial Advisor/Broker Joseph Fedorko | Recover Investment Losses
Joseph Fedorko – Customer Disputes Filed Involving Financial Advisor/Broker Joseph Fedorko | Goodman & Nekvasil P.A. May Recover Investor Losses Joseph Fedorko a/k/a Joseph Michael Fedorko CRD #2007317 Joseph Fedorko a/k/a Joseph Michael Fedorko is a currently licensed financial advisor/broker with Laidlaw & Company (UK) Ltd. According to Joseph Fedorko’s BrokerCheck report, customer disputes have been filed alleging sales practice …
Timothy Plant – Financial Advisor/Broker Timothy Plant Suspended from Securities Industry | Recover Investment Losses
Timothy Plant – Financial Advisor/Broker Timothy Plant Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Timothy Plant CRD #4188055 Timothy Plant is a previously licensed financial advisor with LPL Financial LLC. According to FINRA, Timothy Plant was suspended from the securities industry for five months in July 2021. According to FINRA Allegations: Between October 2017 …
Douglas Szempruch – Financial Advisor/Broker Douglas Szempruch Suspended from Securities Industry | Recover Investment Losses
Douglas Szempruch – Financial Advisor/Broker Douglas Szempruch Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Douglas Szempruch CRD #4159318 Douglas Szempruch is a previously licensed financial advisor with Aegis Capital Corp. According to FINRA, Douglas Szempruch was suspended from the securities industry for twelve months in July 2021. According to FINRA Allegations: Szempruch consented to …
Christopher Orlando – Financial Advisor/Broker Christopher Orlando Barred by FINRA | Recover Investment Losses
Christopher Orlando – Financial Advisor/Broker Christopher Orlando Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Orlando a/k/a Christopher George Orlando CRD #4136262 Christopher Orlando a/k/a Christopher George Orlando was a previously licensed financial advisor with Spartan Capital Securities, St. Bernard Financial Services, and Worden Capital Management LLC. According to Christopher Orlando’s BrokerCheck Report, Christopher Orlando …
Medley LLC Files for Bankruptcy – Medley Management (NYSE:MDLY) Suspends Trading | Recover Investment Losses
Medley Management (NYSE:MDLY) Suspends Trading, Medley LLC Files Chapter 11 Bankruptcy | Recover Investment Losses Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments such as Medley Management (MDLY) and has recovered over $200 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our …
Todd Vandenburg – Customer Dispute Filed Involving Financial Advisor/Broker Todd Vandenburg | Recover Investment Losses
Todd Vandenburg – Customer Dispute Filed Involving Financial Advisor/Broker Todd Vandenburg | Goodman & Nekvasil P.A. May Recover Investor Losses Todd Vandenburg a/k/a Todd Victor Vandenburg CRD #4728273 Todd Vandenburg a/k/a Todd Victor Vandenburg was previously employed with SCF Securities and Independent Financial Group LLC. According to Todd Vandenburg’s BrokerCheck report, a customer dispute has been filed alleging sales practice …
Damien Berkowicz – Financial Advisor/Broker Damien Berkowicz Suspended from Securities Industry | Recover Investment Losses
Damien Berkowicz – Financial Advisor/Broker Damien Berkowicz Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Damien Berkowicz CRD #4306842 Damien Berkowicz is a previously licensed financial advisor with National Securities Corporation. According to FINRA, Damien Berkowicz was suspended from the securities industry for six months and fined $5,000 in August 2019. According to FINRA Allegations: …
Michael Paesano – Customer Disputes Filed Involving Financial Advisor/Broker Michael Paesano | Recover Investment Losses
Michael Paesano – Customer Disputes Filed Involving Financial Advisor/Broker Michael Paesano | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Paesano a/k/a Michael Frank Paesano CRD #1557229 Michael Paesano a/k/a Michael Frank Paesano was previously employed with Morgan Stanley. According to Michael Paesano’s BrokerCheck report, several customer disputes have been filed alleging sales practice violations against Michael Paesano. These …