Damien Berkowicz – Financial Advisor/Broker Damien Berkowicz Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Damien Berkowicz is a previously licensed financial advisor with National Securities Corporation.
According to FINRA, Damien Berkowicz was suspended from the securities industry for six months and fined $5,000 in August 2019.
According to FINRA Allegations:
Berkowicz consented to the sanctions and to the entry of findings that he willfully failed to amend his Uniform Application for Securities Industry Registration and Transfer (Form U4) to disclose that he had been charged with two felonies. The findings stated that Berkowicz submitted a false annual compliance questionnaire to his member firm.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Damien Berkowicz and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Damien Berkowicz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Damien Berkowicz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.