Narith Long – Customer Disputes Filed Involving Financial Advisor/Broker Narith Long | Goodman & Nekvasil P.A. May Recover Investor Losses Narith Long CRD #6598152 Narith Long is a previously licensed financial advisor with NYLife Securities and Northwestern Mutual Investment Services. According to Narith Long’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Narith Long. Customer Dispute …

Covalent Collective, Inc. Founder Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced charges against Geoffrey Thompson for illegally selling more $19 million in unregistered securities. The SEC’s complaint alleges that Thompson, a recidivist securities laws violator, and his company, Covalent Collective, Inc., directed numerous …

The Republic Group, Inc. Principals Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced that it filed charges against the former principals of a now defunct Florida-based purported “financial services” company for defrauding investors in their unregistered securities offerings. The SEC’s complaint alleges that The …

Matthew Clason – Financial Advisor/Broker Matthew Clason Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Matthew Clason a/k/a Matthew O. Clason CRD #4692266 Matthew Clason a/k/a Matthew O. Clason was a previously licensed financial advisor with LPL Financial LLC. According to Matthew Clason’s BrokerCheck Report, Matthew Clason was barred by FINRA in September 2020. According to …

Richard Denecker – Financial Advisor/Broker Richard Denecker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Richard Denecker CRD #1065784 Richard Denecker is a licensed financial advisor with UBS Financial Services. According to FINRA, Richard Denecker was fined $5,000 and suspended from the securities industry for 45 days beginning in September 2020. According to FINRA Allegations: …

Dan O’Neill – Financial Advisor/Broker Robert Dan O’Neill Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Daniel James O’Neill CRD #1358245 Dan O’Neill a/k/a Daniel James O’Neill is a licensed financial advisor/broker with Aegis Capital Corp. According to Dan O’Neill’s BrokerCheck Report, Dan O’Neill was investigated by FINRA. According to FINRA: FINRA made a preliminary determination …

Cemtrex Inc and Telidyne Inc Controller Charged with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced charges against Aron Govil of Jacksonville, Florida, for defrauding investors in two companies he controlled, Cemtrex Inc. and Telidyne Inc. According to the SEC’s complaint, filed today in U.S. District …

Mine Shaft Brewing Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission today announced charges against a Utah-based company and its principals for an alleged offering fraud that raised at least $2.7 million from more than 100 individual investors. According to the SEC’s complaint, filed in federal district …

Kenric Sexton – Financial Advisor/Broker Kenric Sexton Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kenric Sexton CRD #6362195 Kenric Sexton is a previously licensed financial advisor with Wells Fargo. According to FINRA, Kenric Sexton was suspended from the securities industry for one month in August 2021. According to FINRA Allegations: Sexton consented to the …

George Heckler Charged by SEC for Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   he Securities and Exchange Commission charged George Heckler, of Charleston, South Carolina, for operating a decade-long investment adviser fraud through two private hedge funds, Cassatt Short Term Trading Fund LP (Cassatt) and CV Special Opportunity Fund LP (CV Special), …