Matthew Clason – Financial Advisor/Broker Matthew Clason Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Matthew Clason a/k/a Matthew O. Clason CRD #4692266
Matthew Clason a/k/a Matthew O. Clason was a previously licensed financial advisor with LPL Financial LLC. According to Matthew Clason’s BrokerCheck Report, Matthew Clason was barred by FINRA in September 2020.
According to FINRA:
Clason consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA in connection with its investigation into the allegations that formed the basis of his termination reported on a Uniform Termination Notice for Securities Industry Registration (Form U5) submitted by his member firm. The findings stated that the firm filed the Form U5 terminating Clason’s registration because he maintained a joint bank account with a firm customer, engaged in liquidations of securities in the customer’s firm account, transferred funds to a joint bank account, and withdrew funds.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Matthew Clason and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Matthew Clason’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Matthew Clason and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/30/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.