Ronnie Metcalf Jr. – Customer Dispute Filed Involving Financial Advisor/Broker Ronnie Metcalf Jr. | Goodman & Nekvasil P.A. May Recover Investor Losses Ronnie Metcalf Jr. CRD #1280602 Ronnie Metcalf Jr. is licensed financial advisor with Cetera Advisor Networks. Ronnie Metcalf Jr. was previously licensed with Voya Financial Advisors. According to Ronnie Metcalf Jr.’s BrokerCheck report, a customer dispute has been …

Walter Morrow Allen – Financial Advisor/Broker Walter Morrow Allen Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Walter Morrow Allen CRD #1344149 Walter Morrow Allen was a previously licensed financial advisor with Cetera Advisors LLC. According to FINRA, Walter Morrow Allen was barred in July 2021. According to FINRA: Walter Morrow Allen refused to provide information …

Enoch Booth – Financial Advisor/Broker Enoch Booth Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Enoch Booth a/k/a Enoch Stanley Booth CRD #4370233 Enoch Booth was a previously licensed financial advisor with Valic Financial Advisors, Inc. According to Enoch Booth’s BrokerCheck Report, Enoch Booth was barred by FINRA in July 2021. According to FINRA: Booth consented …

Profit Connect Wealth Services, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze to halt an alleged ongoing offering fraud by Las Vegas-based Profit Connect Wealth Services, Inc., Las …

Vestin Realty Mortgage LLC CEO Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced securities fraud charges against recidivist Michael Shustek, the CEO of several Las Vegas real estate investment trusts (“REITs”), and his wholly owned investment advisory firm, Vestin Mortgage LLC. The complaint alleges …

Live Ventures Incorporated Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged a publicly traded Las Vegas-based holding company, its CEO, its CFO, an LLC controlled by the CEO, and another Nevada-based public company with multiple financial, disclosure, and reporting violations related to inflated income and …

Giordan Marc Zaro – Financial Advisor/Broker Giordan Marc Zaro Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Giordan Mark Zaro CRD #6613514 Giordan Marc Zaro was a previously licensed financial advisor/broker with Invicta Capital, Emerson Equity, Merrill Lynch, and AXA Advisors. According to FINRA, Giordan Marc Zaro was suspended from the securities industry for one …

Black Lion Investment Partners, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The United States Securities and Exchange Commission today announced charges against Black Lion Investment Partners, Inc., a Wyoming corporation now based in Georgia, Edward L. Wooten of Macon, Georgia, Lee S. Rose of Deerfield, Illinois, and John L. …

James Francis O’Reilly – Financial Advisor/Broker James Francis O’Reilly Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses  James Francis O’Reilly CRD #2209758 James Francis O’Reilly was a previously licensed financial advisor with Lakeridge Capital, TOR Brokerage, Eastgate Securities, and Dakoy Capital Markets LLC. According to James Francis O’Reilly’s BrokerCheck Report, James Francis O’Reilly was barred by …

Jeffrey Scott Anderson – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Scott Anderson | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Scott Anderson CRD #5993214 Jeffrey Scott Anderson is a previously licensed financial advisor with Pruco Securities LLC and NYLife Securities LLC. According to Jeffrey Scott Anderson’s BrokerCheck report, customer disputes have been filed alleging sales practice violations …