Gregory Antonius Lewis – Broker/Financial Advisor Gregory Antonius Investigated by FINRA| Goodman & Nekvasil, P.A. May Recover Investor Losses Gregory Antonius Lewis CRD #2793976 Gregory Antonius Lewis is a licensed financial advisor licensed financial advisor/broker with Stockkings Capital LLC. According to FINRA Allegations: On December 16, 2019, FINRA made a preliminary determination to recommend that disciplinary action be brought against …

ALPAX LLC Founder Charged by SEC| Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  This matter involves an offering fraud orchestrated by Conley, a Morgantown, West Virginia-based former registered representative, in which he raised approximately $5.2 million from at least 20 investors through the fraudulent offer and sale of securities. Conley convinced some of his most …

Alex Perry – Customer Dispute Filed Involving Financial Advisor/Broker Alex Perry | Goodman & Nekvasil P.A., May Recover Investor Loss Alex Perry CRD #5985300 Alex Perry is a previously licensed financial advisor with Stifel, Nicolaus & Company Inc. According to Alex Perry’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Alex Perry. Customer Dispute (3/27/20): …

Scott Niekamp – Broker/Financial Advisor Scott Niekamp Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Niekamp CRD #3277810 Scott Niekamp a/k/a Scott S Niekamp is a licensed financial advisor licensed financial advisor/broker with Northwestern Mutual Investment Services. Niekamp is also the owner of Niekamp Group  LLC. According to FINRA, Scott Niekamp will be suspended …

Benefit Street Partners Realty Trust, Inc. | Recover Investment Losses Benefit Street Partners Realty Trust, Inc. is a publicly-registered, non-traded real estate investment trust (“REIT”) that originates, acquires and manages a diversified portfolio of commercial real estate debt secured by properties located in the United States, according to their website. Benefit Street Partners Realty Trust, Inc. is externally managed by …

Janie Garza Clark – Customer Dispute Filed Involving Financial Advisor/Broker Janie Garza Clark | Goodman & Nekvasil P.A. May Recover Investor Losses Janie Garza Clark CRD #1010752 Janie Garza Clark was previously employed with TCFG Wealth Management, LLC, and Sagepoint Financial and Hornor, Townsend & Kent, Inc. According to Janie Garza Clark’s BrokerCheck report, two customer disputes have been filed …

Francisco Valenzuela – Customer Disputes Filed Involving Financial Advisor/Broker Francisco Valenzuela | Goodman & Nekvasil P.A. May Recover Investor Losses Francisco Valenzuela CRD #2786970 Francisco Valenzuela was previously employed with Morgan Stanley. According to Francisco Valenzuela’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Francisco Valenzuela. Customer Dispute 10/31/20: The customer alleges excessive trading, unsuitable …

Todd Anderson – Customer Disputes Filed Involving Financial Advisor/Broker Todd Anderson | Goodman & Nekvasil P.A. May Recover Investor Losses Todd Anderson CRD #1896352 Todd Anderson was previously employed with Cetera Advisors LLC. According to Todd Anderson’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Todd Anderson. Customer Dispute 9/20/20: Claimant alleges their registered representative made …

Raj Raghani – Financial Advisor/Broker Raj Raghani May Have Sold GPB Capital | Recover Losses Raj Ashok Raghani CRD#4858036 Raj Raghani a/k/a Raj Ashok Raghani is a licensed financial advisor/broker with Joseph Stone Capital LLC. Raj Raghani was previously licensed with National Securities Corporation. Goodman & Nekvasil is investigating possible investor claims concerning Raj Raghani .Our Firm has information indicates …

Rutvig Bhatt – Financial Advisor/Broker Rutvig Bhatt May Have Sold GPB Capital | Recover Losses Rutvig Bhatt a/k/a Rutvig Ketan Bhatt CRD#6518179 Rutvig Bhatt a/k/a Rutvig Ketan Bhatt is a previously licensed financial advisor/broker with National Securities Corporation. Goodman & Nekvasil is investigating possible investor claims concerning Rutvig Bhatt. Our Firm has information indicates that Rutvig Bhatt may have recommended …