Jim Slacke – Customer Disputes Filed Involving Financial Advisor/Broker Jim Slacke | Goodman & Nekvasil P.A., May Recover Investor Losses Jim Slacke a/k/a James Robert Slacke CRD #1531064 Jim Slacke a/k/a James Robert Slacke is a previously licensed financial advisor/broker with Centaurus Financial Inc. According to Jim Slacke’s BrokerCheck Report, five customer disputes have been filed alleging sales practice violations …

Jan Haynes – Customer Dispute Filed Involving Financial Advisor/Broker Jan Haynes | Goodman & Nekvasil P.A., May Recover Investor Loss Jan Haynes a/k/a Jan Earl Haynes CRD #833875 Jan Haynes a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial. According to Jan Haynes’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Jan …

Jeff McHale – Customer Disputes Filed Involving Financial Advisor/Broker Jeff McHale | Goodman & Nekvasil P.A., May Recover Investor Loss Jeff McHale a/k/a Jeffrey Stephen McHale CRD #2998580 Jeff McHale a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial. According to Jeff McHale’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Jeff McHale. …

Danny Chancellor – Customer Dispute Filed Involving Financial Advisor/Broker Danny Chancellor | Goodman & Nekvasil P.A., May Recover Investor Loss Danny Chancellor a/k/a William Danny Chancellor CRD #1277838 -Update 8/31/21- Our firm has filed an arbitration claim on behalf of our client relating to Danny Chancellor’s sale of ARC Hospitality Trust, ARC Healthcare Trust, and Benefit Street Partners Realty Finance …

David Geake Has Customer Disputes | Goodman & Nekvasil P.A., May Recover Investor Loss David Richard Geake CRD #3088891 David Geake is a previously licensed broker with Ausdal Financial Partners and American Trust Investment Services. According to Geake’s BrokerCheck Report, 25 customer disputes have been filed alleging sales practice violations and making unsuitable recommendations for alternative investments. Geake was terminated …

Fernando Monllor Arzola – Customer Dispute Filed Involving Financial Advisor/Broker Fernando Monllor Arzola | Goodman & Nekvasil P.A., May Recover Investor Loss Fernando Monllor Arzola CRD #3098650 Fernando Monllor is a licensed financial advisor with Popular Securities LLC. According to Fernando Monllor Arzola’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Fernando Monllor Arzola. Customer …

Gary Bowman – Financial Advisor/Broker Gary Bowman Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Gary Max Bowman a/k/a Gary Bowman CRD #2035699 Gary Bowman is a currently licensed financial advisor with Sagepoint Financial. According to FINRA, Gary Bowman was suspended from the securities industry for three months and fined $10,000 in July 2021. According …

Lawrence Moskowitz – Broker/Financial Advisor Lawrence Moskowitz Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Lawrence Moskowitz CRD #2026186 Lawrence Moskowitz is a previously licensed financial advisor with NYLife Securities LLC. According to FINRA Allegations: From November 2012 through December 2018, while associated with the firm, Moskowitz engaged in two outside business activities – one that …

Juan Ceja – Financial Advisor/Broker Juan Ceja Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Juan Ceja a/k/a Juan Manuel Ceja CRD #2732374 Juan Ceja a/k/a Juan Manuel Ceja was a previously licensed financial advisor with PFS Investments Inc. to Juan Ceja’s BrokerCheck Report, Juan Ceja was barred by FINRA in July 2021. According to FINRA: …

Matthew J Skinner Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:  The Securities and Exchange Commission announced charges against Matthew J. Skinner of Santa Clarita, California, and five entities he owns and controls – Empire West Equity, Inc.; Bayside Equity, LP; Longacre Estates, LP; Freedom Equity Fund LLC; and Simple Growth, LLC …