Christian Murray Evans – Financial Advisor/Broker Christian Murray Evans Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Christian Murray Evans was a previously licensed financial advisor with Morgan Stanley and Highland Capital Funds Distributor.
According to FINRA, Christian Murray Evans was fined $5,000 and suspended from the securities industry for 3 months beginning in July 2021.
According to FINRA Allegations:
Evans consented to the sanctions and to the entry of findings that he engaged in an OBA without providing prior written notice to his member firm. The findings stated that Evans and two partners, who were not associated with a FINRA member firm, started a business to raise capital for small businesses. To conduct this business, Evans formed a limited liability company, and served as its managing member. Evans led the company’s business development and marketing efforts. In addition, in a letter of intent that Evans sent to at least one potential client, he proposed terms for engaging his company, including base and incentive compensation for himself and his partners. The firm’s annual compliance questionnaire instructed registered representatives to identify all of their outside business activities. However, Evans did not identify any of these activities.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Christian Murray Evans and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Christian Murray Evans’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Christian Murray Evans and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.