Walter Morrow Allen – Financial Advisor/Broker Walter Morrow Allen Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Walter Morrow Allen CRD #1344149
Walter Morrow Allen was a previously licensed financial advisor with Cetera Advisors LLC. According to FINRA, Walter Morrow Allen was barred in July 2021.
According to FINRA:
Walter Morrow Allen refused to provide information and documents requested pursuant to FINRA Rule 8210, in violation of FINRA Rules 8210 and 2010.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Walter Morrow Allen and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Walter Morrow Allen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Walter Morrow Allen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/5/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.