Enoch Booth – Financial Advisor/Broker Enoch Booth Barred by FINRA | Recover Investment Losses

Enoch Booth – Financial Advisor/Broker Enoch Booth Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Enoch Booth a/k/a Enoch Stanley Booth CRD #4370233

Enoch Booth was a previously licensed financial advisor with Valic Financial Advisors, Inc. According to Enoch Booth’s BrokerCheck Report, Enoch Booth was barred by FINRA in July 2021.

According to FINRA:

Booth consented to the sanction and to the entry of findings that he failed to provide documents requested by FINRA in connection with its investigation into facts surrounding his termination from his member firm. The findings stated that this matter originated from a Uniform Termination Notice for Securities Industry Registration (Form U5) filing by Booth’s member firm that was later amended, reporting that he was terminated for failing to disclose a series of private securities transactions, failing to disclose a self-directed individual retirement account (IRA), and providing gift cards to clients in violation of the firm’s policy.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Enoch Booth and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Enoch Booth’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Enoch Booth and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 8/5/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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