Lawrence Moskowitz – Broker/Financial Advisor Lawrence Moskowitz Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Lawrence Moskowitz CRD #2026186
Lawrence Moskowitz is a previously licensed financial advisor with NYLife Securities LLC.
According to FINRA Allegations:
From November 2012 through December 2018, while associated with the firm, Moskowitz engaged in two outside business activities – one that he requested approval and was prohibited from engaging in, and another that he failed to disclose for six years.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Lawrence Moskowitz and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lawrence Moskowitz’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Lawrence Moskowitz and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/6/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.