Alex Perry – Customer Dispute Filed Involving Financial Advisor/Broker Alex Perry | Goodman & Nekvasil P.A., May Recover Investor Loss
Alex Perry is a previously licensed financial advisor with Stifel, Nicolaus & Company Inc.
According to Alex Perry’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Alex Perry.
Customer Dispute (3/27/20): Customer alleges that registered representative made unauthorized and unsuitable trades, which resulted in losses. This customer dispute settled for $45,000.
Customer Dispute (12/23/19): Client alleges trades were not authorized. 7/24/2018 through 8/28/2018. This customer dispute settled for $10,000.
Customer Dispute (4/8/19): Customer alleges that registered representative did not follow customer’s stated goals and did not disclose risks associated with options trading. This customer dispute settled for $138,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Alex Perry, you may be able to recover your losses. If you lost money on investments with Alex Perry and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Alex Perry’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Alex Perry and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 6/29/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.