VII Peaks Capital Investment Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses VII Peaks Capital LLC is an investment management firm based in California. firm VII Peaks Capital LLC invests primarily in discounted corporate fixed income securities and employs a “co-optivist TM” (co-operative activism) approach where they act as cooperative, activist investors who work with senior management teams …

Bret Schaefer – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Bret Schaefer a/k/a Bret Clinton Schaefer CRD #2577117 Bret Schaefer a/k/a Bret Clinton Schaefer is a licensed financial advisor with Landolt Securities, Inc. Bret Schaefer was previously licensed with Woodbury Financial Services. Our firm has filed an arbitration claim involving Bret Schaefer. …

Kenneth Luccioni – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Kenneth Luccioni a/k/a Kenneth A Luccioni CRD #719779 Kenneth Luccioni a/k/a Kenneth A Luccioni is a previously licensed financial advisor with Triad Advisors, Inc. According to Kenneth Luccioni’s BrokerCheck Report, Kenneth Luccioni was barred from the securities industry in November 2018. According to …

Todd Mercer – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Todd Mercer a/k/a Charles Thomas Mercer CRD #2270311 Todd Mercer a/k/a Charles Thomas Mercer is a licensed financial advisor with Merrill Lynch. According to Todd Mercer’s brokercheck report, a customer dispute has been filed alleging sales practice violations involving Todd Mercer. Customer …

Scuderi-Holyoke Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential securities fraud claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as Scuderi-Holyoke. According to SEC filings, the company filed a Form D to raise capital from investors through the offering Scuderi-Holyoke in 2017. According to the filings, …

Eric Willer – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Willer a/k/a Eric Carl Willer CRD #2263899 Eric Willer a/k/a Eric Carl willer is a previously licensed financial advisor with Kestra Investment Services and Fusion Analytics Securities LLC. According to Eric Willer’s BrokerCheck Report, an investigation involving Willer was initiated by FINRA …

Ronald T. Molo Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged Ronald T. Molo, a former investment professional, with collectively defrauding three investors out of a total of approximately $800,000, which Molo used to pay personal expenses. According to the SEC’s complaint, Molo was …

James Dunn Jr. – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses James Dunn Jr. a/k/a James William Dunn Jr. CRD #6084258 James Dunn a/k/a James William Dunn is a previously licensed financial advisor with Ameriprise Financial Services, LLC and Wells Fargo. According to James Dunn’s BrokerCheck Report, customer disputes have been filed …

Moody National REIT II Suspends Offering and Distribution Payments – Goodman & Nekvasil, P.A. May Recover Losses Moody National Reit II is a non-traded Real Estate Investment Trust (REIT) that invests in hotel and securities. According to the DIWire, “Moody National REIT II’s board temporarily suspended the company’s public offering and distribution payments, effective immediately. The distribution reinvestment plan and …

Robert Lyons – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Robert Lyons a/k/a Robert Ted Lyons CRD #2243975 Robert Lyons a/k/a Robert Ted Lyons is a licensed financial advisor with Wells Fargo. According to Robert Lyons’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations involving Robert Lyons. Customer …