Strategic Pharma, Inc. Owner Sentenced to Prison | Recover Investment Losses

Strategic Pharma, Inc. Owner Sentenced to Prison | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice:   A federal judge sentenced 45-year-old Christopher Matthew Meredith of Shawnee, Kansas to 14 years in federal prison today for his scheme to defraud investors of more than $6.8 million. In addition to the prison term, U.S. District …

Jay Jaroensabphayanont – Financial Advisor/Broker Barred from Securities Industry | Recover Investment Losses

Jay Jaroensabphayanont – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jay Jaroensabphayanont a/k/a Jay Narogdej Jaroensabphayanont CRD #5393272 Jay Jaroensabphayanont a/k/a Jay Narogdej Jaroensabphayanont is a previously licensed financial advisor with Voya Financial. According to Jaroensabphayanont’s BrokerCheck Report, Jaroensabphayanont was barred from the securities industry in December 2020. According to FINRA: Respondent …

Jamie John Worden – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Jamie John Worden – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Jamie John Worden CRD #4637404 Jamie John Worden is a previously licensed financial advisor with Worden Capital Management LLC. Several customer disputes have been filed alleging sales practice violations involving Jamie John Worden. These alleged allegations include negligent supervision, churning and/or …

Edgar Kleydman – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Edgar Kleydman – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Edgar Kleydman CRD #2727571 Edgar Kleydman is a previously licensed financial advisor with MML Investors Services LLC and AXA Advisors LLC. According to Edgar Kleydman’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Edgar Kleydman. Customer Dispute 8/26/21: …

Scott Rahn – Financial Advisor/Broker Investigated by State of Washington Securities Division | Recover Investment Losses

Scott Rahn – Financial Advisor/Broker Investigated by State of Washington Securities Division | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Rahn a/k/a Scott Robert Rahn CRD #1959522 Scott Rahn is a previously licensed financial advisor with LPL Financial LLC. According to Rahn’s BrokerCheck Report, Rahn was investigated by the State of Washington – Department of Financial Institutions – …

Roy Failla – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Roy Failla – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Roy Failla a/k/a Roy Joseph Failla CRD #2786551 Roy Failla is a currently licensed financial advisor/broker with Arive Capital Markets. Roy Failla was previously licensed with First Standard Financial Company LLC. According to Roy Failla’s BrokerCheck Report, customer disputes have been filed …

Anthony Tricarico – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses

Anthony Tricarico – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Anthony Tricarico CRD #1047416 Anthony Tricarico is a previously licensed financial advisor with Aegis Capital Corp. According to FINRA, Anthony Tricarico was fined $5,000 and suspended from the securities industry for six months in February 2021. According to FINRA Allegations: Tricarico consented …

Kevin Doyle – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Kevin Doyle – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Kevin Doyle a/k/a Kevin Carey Doyle CRD #2102345 Kevin Doyle a/k/a Kevin Carey Doyle is a currently licensed financial advisor/broker with Raymond James & Associates. Doyle was previously licensed with Morgan Stanley. According to Doyle’s BrokerCheck report, Doyle was censured by the …

Robert Franden – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Robert Franden – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Robert Franden a/k/a Robert Eugene Franden CRD #2402061 Robert Franden is a currently licensed financial advisor/broker with Raymond James & Associates. Franden was previously licensed with Morgan Stanley. According to Franden’s BrokerCheck report, Franden was censured by the Oklahoma Department of Securities …