Eric Willer – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Eric Willer a/k/a Eric Carl willer is a previously licensed financial advisor with Kestra Investment Services and Fusion Analytics Securities LLC. According to Eric Willer’s BrokerCheck Report, an investigation involving Willer was initiated by FINRA on 3/31/21.
According to FINRA:
Wells Notice received as a preliminary determination to recommend disciplinary action of fraud, negligent misrepresentation, and recommendation without due diligence in the sale of bonds issued by Scuderi Holyoke.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Eric Willer and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Eric Willer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Eric Willer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/6/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.