Gaetano Ciambriello – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Gaetano Ciambriello a/k/a Gaetano Salvatore Ciambriello CRD #6948879 Gaetano Ciambriello is a previously licensed financial advisor with Citigroup Global Markets Inc. According to Gaetano Ciambriello’s BrokerCheck Report, Gaetano Ciambriello was barred from the securities industry in December 2021. According to FINRA: Ciambriello consented …
Ian James – Financial Advisor/Broker Suspended from Securities Industry | Recover Investment Losses
Ian James – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Ian James a/k/a Ian Eugene James CRD #2602300 Ian James a/k/a Ian Eugene James is a licensed financial advisor with International Assets Advisory. Ian James was previously licensed with Investacorp. According to FINRA, Ian James was fined $10,000 and suspended from the …
Sequential Brands Group, Inc. – SEC Obtains Final Judgment | Recover Investment Losses
Sequential Brands Group, Inc. – SEC Obtains Final Judgment | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC: The Securities and Exchange Commission today announced that Sequential Brands Group, Inc., agreed to the entry of a final judgment permanently enjoining Sequential from future violations of the antifraud provision of Section 17(a)(3) of the Securities Act of …
RD Washington – Financial Advisor/Broker Barred by FINRA | Recover Investment Losses
RD Washington – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses RD Washington a/k/a Rodney Deleths Washington CRD #1275777 RD Washington a/k/a Rodney Deleths Washington is a previously licensed financial advisor with UBS Financial Services, Inc. According to RD Washington’s BrokerCheck Report, RD Washington was barred from the securities industry in December 2021. According …
Ed Turley – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses
Ed Turley – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Ed Turley a/k/a Edward Lawrence Turley CRD #1872294 Ed Turley a/k/a Edward Lawrence Turley is a previously licensed financial advisor with J.P. Morgan Securities LLC. According to Ed Turley’s Brokercheck report, customer disputes has been filed alleging sales practice violations involving Ed …
Keith Todd Ashley – Financial Advisor/Broker Investigated by FINRA | Recover Investment Losses
Keith Ashley – Financial Advisor/Broker Investigated by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Ashley a/k/a Keith Todd Ashley CRD #4096004 Keith Todd Ashley a/k/a Keith Ashley is a previously licensed financial advisor with Parkland Securities LLC. Keith Ashley was also the owner of KBKK LLC and North Texas Money Management. According to Keith Ashley’s BrokerCheck …
Brian Court – Customer Dispute Filed Involving Financial Advisor/Broker | Recover Investment Losses
Brian Court – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Brian Court a/k/a Brian Kenneth Court CRD #2591547 Brian Court is a licensed financial advisor with Aegis Capital Corp. According to Brian Court’s Brokercheck report, a customer dispute has been filed alleging sales practice violations involving Brian Court. Customer Dispute: Time frame: …
Paul Fiacable – Customer Dispute Filed Involving Financial Advisor/Broker | Recover Investment Losses
Paul Fiacable – Customer Dispute Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Paul Fiacable CRD #2670873 Paul Fiacable is a previously licensed financial advisor with J.P. Morgan Securities and Edward Jones. According to Paul Fiacable’s Brokercheck report, a customer dispute has been filed alleging sales practice violations involving Paul Fiacable. Customer Dispute: Claimant alleges …
Eden Rock Montenegro LLC Investigation | Recover Investment Losses
Eden Rock Montenegro LLC Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential securities fraud claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as Eden Rock Montenegro LLC and/or Signature Investments Montenegro. Investors in Eden Rock Montenegro LLC May Recover their Losses with Goodman & Nekvasil, P.A. …
Rita Mansour – Financial Advisor/Broker Under Investigation by the SEC | Recover Investment Losses
Rita Mansour – Financial Advisor/Broker Under Investigation by the SEC | Goodman & Nekvasil P.A. May Recover Investor Losses Rita Mansour CRD #1968418 Rita Mansour is a licensed financial advisor with McDonald Partners LLC. According to Rita Mansour’s Brokercheck report, a customer dispute has been filed alleging sales practice violations involving Rita Mansour. Rita Mansour discloses that her other business …