James Dunn Jr. – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
James Dunn Jr. a/k/a James William Dunn Jr. CRD #6084258
James Dunn a/k/a James William Dunn is a previously licensed financial advisor with Ameriprise Financial Services, LLC and Wells Fargo.
According to James Dunn’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations involving James Dunn Jr.
Customer Dispute 10/25/21: The client alleged his advisor purchased certain unsuitable equity securities in his account(s) from July to October 2021 without his authorization. This customer dispute is pending and seeks $535,379.26.
Customer Dispute 10/25/21: The client alleged her advisor purchased certain unsuitable equity securities in her account(s) from July to October 2021 without her authorization. This customer dispute is pending and seeks $472,858.94.
Customer Dispute 9/5/21: The client alleged his advisor recently (June to August 2021) executed unauthorized trades in foreign securities. This customer dispute is pending and seeks $90,541.66.
Customer Dispute 8/29/21: The client alleged his advisor recently (June to August 2021) executed unauthorized trades in foreign securities. This customer dispute is pending and seeks $1,156,433.99.
Customer Dispute 7/29/21: The client alleged equity securities were bought and sold within his account in June and July 2021 without his authorization. This customer dispute is pending and seeks $316,973.57.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with James Dunn, you may be able to recover your losses. If you lost money on investments with James Dunn and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Dunn’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with James Dunn and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/3/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.