Kenneth Luccioni – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Kenneth Luccioni a/k/a Kenneth A Luccioni CRD #719779
Kenneth Luccioni a/k/a Kenneth A Luccioni is a previously licensed financial advisor with Triad Advisors, Inc. According to Kenneth Luccioni’s BrokerCheck Report, Kenneth Luccioni was barred from the securities industry in November 2018.
According to FINRA:
Luccioni consented to the sanction and to the entry of findings that he failed to provide documents and information to FINRA in connection with an investigation into whether he had failed to disclose federal and state tax liens on his Uniform Application for Securities Industry Registration or Transfer (Form U4).
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Kenneth Luccioni and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kenneth Luccioni’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Kenneth Luccioni and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 12/10/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.