John Raymond Lisowski (John Lisowski) – Customer Disputes Filed Involving Financial Advisor/Broker John Lisowski | Goodman & Nekvasil P.A. May Recover Investor Losses John Raymond Lisowski (John Lisowski) CRD #1011572 John Lisowski is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. According to John Lisowski’s BrokerCheck report, a customer dispute alleging sales practice violations against John Lisowski …

David Francis Dalton (David Dalton) – Financial Advisor, Broker David Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Francis Dalton (David Dalton) CRD #60216 David Dalton was a registered financial advisor with Moors & Cabot, Inc.  before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from the …

David Gray Dalton (David Dalton) – Financial Advisor, Broker David Gray Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Gray Dalton (David Dalton) CRD #2418235 David Dalton was a registered financial advisor with Moors & Cabot, Inc. before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from …

Ronald Walter Hannes (Ron Hannes) – Financial Advisor/Broker Ron Hannes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Walter Hannes (Ron Hannes) CRD #1462241 Ron Hannes was a registered financial advisor with Woodbury Financial Services, Inc.  before being barred from the securities industry. According to FINRA, Ron Hannes was barred from the securities industry …

Enrique Lopez (Rick Lopez) – Customer Disputes Filed Involving Financial Advisor/Broker Rick Lopez | Goodman & Nekvasil P.A. May Recover Investor Losses Enrique Lopez (Rick Lopez) CRD #2209385 Rick Lopez is a currently licensed financial advisor with Arkadios Capital.  Rick Lopez was previously licensed with LPL Financial LLC. According to Rick Lopez’ BrokerCheck report, two customer disputes have been recently …

Eric Hugh Credle (Eric Credle) Financial Advisor, Broker Eric Credle Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Hugh Credle (Eric Credle) CRD #6955662 According to Eric Credle’s BrokerCheck Report: Eric Credle was a previously licensed financial advisor/broker with Pruco Securities, LLC. Pruco Securities LLC reported to FINRA that Eric Credle allegedly did not …

Steven Douglas Schisler (Steven Schisler) Financial Advisor, Broker Steven Schisler Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Steven Douglas Schisler (Steven Schisler) CRD #2367961 According to Steven Schisler’s BrokerCheck Report: Steven Schisler was a previously licensed financial advisor/broker with IFS Securities. According to FINRA: On June 13, 2019, FINRA made a preliminary determination to …

Charles Jonathan Evan (Charles Evan) Financial Advisor/Broker Charles Evan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Jonathan Evan (Charles Evan) CRD #836083 According to Charles Evan’s BrokerCheck Report: Charles Evan was a previously licensed financial advisor/broker with New England Securities. According to FINRA: Charles Evan consented to the sanction and to the entry …

Andrew Joseph Fairchild (Andrew Fairchild) – Financial Advisor/Broker Andrew Fairchild Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrew Joseph Fairchild (Andrew Fairchild) CRD #1959274 Andrew Fairchild was a previously registered financial advisor with Newbridge Securities Corporation, Kovack Securities and Investacorp, Inc. According to FINRA, Andrew Fairchild was fined $7,500 and suspended from the securities …

Kerry Dean Wills (Kerry Wills) – Financial Advisor/Broker Kerry Wills Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Kerry Dean Wills (Kerry Wills) CRD #1353739 Kerry Wills has been a registered financial advisor with First Western Securities, Inc. since 2009. According to FINRA, Kerry Wills was suspended from the securities industry for six months in …