Joseph Hong – Financial Advisor/Broker Joseph Hong Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Hong CRD #6342504 Joseph Hong was a previously licensed financial advisor/broker with Symetra Securities, Inc., LPL Financial LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. FINRA reports that Joseph Hong has a pending bar initiated by a regulatory …
Perry Abbonizio Suspended from the Securities Industry | Goodman & Nekvasil, P.A. is Investigating Perry Abbonizio
Perry Abbonizio Suspended from the Securities Industry | Goodman & Nekvasil, P.A. is Investigating Perry Abbonizio Perry Abbonizio CRD #2787112 Perry Abbonizio was a previously licensed financial advisor/broker with Oppenheimer & Co. Inc. FINRA reports that Perry Abbonizio was suspended from the securities industry for four months beginning in March 2015. According to FINRA allegations: Perry Abbonizio consented to the …
Templar Energy LLC Files for Chapter 11 Protection Bankruptcy | Recover Losses
Templar Energy LLC Files for Chapter 11 Protection Bankruptcy | Recover Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Templar Energy LLC. Even though bonds and/or stock issued by Templar Energy LLC. have …
Extraction Oil & Gas, Inc. Files for Chapter 11 Protection Bankruptcy | Recover Losses
Extraction Oil & Gas, Inc. Files for Chapter 11 Protection Bankruptcy | Recover Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Extraction Oil & Gas, Inc. Even though bonds and/or stock …
Chisholm Oil and Gas Operating, LLC Bankruptcy Losses | Recovering Investor Losses
Chisholm Oil and Gas Operating, LLC Bankruptcy Losses | Recovering Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Chisholm Oil and Gas Operating, LLC. Even though bonds and/or stock issued by Chisholm …
Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry
Harry Colon Bennett (Harry Bennett) – Financial Advisor/Broker Harry Bennett Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Harry Colon Bennett (Harry Bennett) CRD #2395555 Harry Bennett was a previously licensed financial advisor/broker with Transamerica Financial Advisors, Inc. FINRA reports that Bennett was barred from the securities industry in November 2016. According to FINRA: Harry …
Eugene James Long (Eugene Long) – Financial Advisor/Broker Eugene Long Suspended from the Securities Industry
Eugene James Long (Eugene Long) – Financial Advisor/Broker Eugene Long Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Eugene James Long (Eugene Long) CRD #2386267 Eugene Long is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. FINRA reports that Long was fined $5,000 and was suspended from the securities industry for …
John George Kallis (John Kallis) – Financial Advisor/Broker John Kallis Suspended from the Securities Industry
John George Kallis (John Kallis) – Financial Advisor/Broker John Kallis Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John George Kallis (John Kallis) CRD #4366410 John Kallis is a currently licensed financial advisor/broker with Kestra Investment Services, LLC. John Kallis was a previously licensed financial advisor/broker with MWM Advisory and LPL Financial LLC. FINRA …
Charles Chester Kulch (Charles Kulch) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker
Charles Chester Kulch (Charles Kulch) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker | Goodman & Nekvasil P.A., May Recover Investor Loss Charles Chester Kulch (Charles Kulch) CRD #2371584 Charles Kulch was a previously licensed financial advisor/broker with NEXT Financial Group, Inc. According to Kulch’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations …