Eugene James Long (Eugene Long) – Financial Advisor/Broker Eugene Long Suspended from the Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Eugene James Long (Eugene Long) CRD #2386267
Eugene Long is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. FINRA reports that Long was fined $5,000 and was suspended from the securities industry for 15 business days in August 2020.
According to FINRA:
Eugene Long consented to the sanctions and to the entry of findings that Long exercised discretion without prior written authorization to do so in customer accounts, and his member firm had not approved any of the accounts for discretionary trading. The findings stated that the customers knew that Eugene Long was exercising discretion in their accounts.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Eugene Long and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Eugene Long’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Long and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 7/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.