SEC Files Complaint against Sean Michael Kane and Kevin John Kane | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Files Complaint against Sean Michael Kane and Kevin John Kane | Goodman & Nekvasil P.A. May Recover Investor Losses SEC files complaint against Sean Michael Kane and Kevin John Kane. The suit accuses Kevin John Kane and Sean Michael Kane …
Vincent Camarda and James McArthur sold Par Funding Promissory Notes | May Recover Investor Losses
Vincent Camarda and James McArthur sold Par Funding Promissory Notes | Goodman & Nekvasil P.A., May Recover Investor Losses Vincent Camarda and James McArthur sold Par Funding Promissory Notes. The SEC claims investment advisers Vincent J. Camarda, and James McArthur violated the federal securities laws. The defendants solicited investors and offered or sold promissory notes to investors in connection with …
SEC alleges Material Misleading Representations by DF Growth REIT II, LLC – May Recover Investor Losses
SEC alleges Material Misleading Representations by DF Growth REIT II, LLC – Goodman & Nekvasil, P.A., May Recover Investor Losses SEC alleges Material Misleading Representations by DF Growth REIT II, LLC in a March 16, 2022 administrative proceeding. According to the SEC, “A reasonable REIT II investor would consider it important to know if their investment’s success or failure was …
Sean Sullivan Has Been Fired From Aegis Capital Corp | May Recover Investor Losses
Sean Sullivan Fired From Aegis Capital Corp | Goodman & Nekvasil P.A., May Recover Investor Losses Sean Sullivan has been fired by Aegis Capital Corp and has multiple customer complaints. Sean Sullivan’s Termination is based on the following: 7/08/22 – Aegis Capital Corp fired Sean Sullivan based on multiple allegations of unauthorized trading. Sean Sullivan has Multiple FINRA Customer Complaints …
SEC Charges Secured Income Group With Fraud | May Recover Investor Losses
SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties. The …
National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses
National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud. Respondents offered and sold at …
Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | May Recover Investor Losses
Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Bailey a/k/a Ronald Coy Bailey CRD #6270312 is a previously licensed financial advisor with NYLIFE SECURITIES LLC (CRD#:5167). According to Ronald Bailey’s BrokerCheck Report, Robert Bailey was suspended by FINRA for 12 months on September 9, 2022. According to FINRA: Ronald Bailey …
Financial Advisor/Broker David Geake has Customer Complaints – | May Recover Investor Losses
Financial Advisor/Broker David Geake has Customer Complaints – | Goodman & Nekvasil P.A., May Recover Investor Losses David Geake a/k/a David Richard Geake CRD # 3088891 Financial advisor/broker David Geake is a licensed broker with American Trust Investment Services, Inc. (CRD # 3001) According to FINRA’s BrokerCheck Report, David Geake had 15 customer complaints filed alleging unsuitable Investments, Breach of …
GK Investment Holdings, LLC Warns Bond Investors | May Recover Investor Losses
GK Investment Holdings, LLC Warns Bond Investors | Goodman & Nekvasil P.A. May Recover Investor Losses GK Investment Holdings, LLC Warns Bond Investors of Possible Default Under Trust Indenture if Agreement to Extend Maturity Date is Not Reached with 90% of Bondholders. Excerpt from April 28, 2022, letter to investors: “Pursuant to that certain Offering Memorandum and Consent Solicitation Statement …
Financial Advisor/Broker John Orlando has Customer Complaints | May Recover Investor Losses
Financial Advisor/Broker John Orlando has Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Loss According to Orlando’s BrokerCheck Report, six customer complaints have been filed alleging that the investments purchased in the customer accounts were unsuitable. John Orlando a/k/a John Anthony Orlando CRD # 2002197 Financial Advisor/Broker John Orlando Has A Pending FINRA Complaint According to FINRA, John …