Joe Degregorio – Financial Advisor/Broker Charged by SEC | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Degregorio – Financial Advisor/Broker Charged by SEC. A recent SEC Complaint alleges that Joseph DeGregorio a/k/a Joe Degregorio, 45, of Freehold, NJ, solicited $1.2 million dollars from four investors, ages 78 to 94. The SEC complaint alleges that the promissory notes Degregorio …
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses
Michael Mandel – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Mandel a/k/a Michael Walter Mandel CRD # 4939165 Michael Mandel a/k/a Michael Walter Mandel was a licensed financial advisor with LPL FINANCIAL LLC. Michael Mandel was discharged from LPL FINANCIAL LLC on January 19, 2022. LPL Allegations: Mandel solicited and introduced …
Andrew Elsoffer – Financial Advisor/Broker Suspended from Securities Industry | May Recover Investor Losses
Andrew Elsoffer – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Andrew Elsoffer a/k/a Andrew Bruce Elsoffer CRD # 2580009 Andrew Elsoffer a/k/a Andrew Bruce Elsoffer was a licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. John Quinn was discharged from Stifel, Nicolaus & Company, Incorporated in October, 2018. Stifel, Nicolaus & …
James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | May Recover Investor Losses
James R Kirchner – Customer Disputes Filed Involving Financial Advisor/Broker James R Kirchner | Goodman & Nekvasil P.A., May Recover Investor Losses James R Kirchner a/k/a JR Kirchner CRD # 2852217 James R Kirchner a/k/a JR Kirchner was a licensed financial advisor with Cabot Lodge Securities LLC. According to Kirchner’s BrokerCheck Report, ten customer disputes have been filed alleging alternative …
David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | May Recover Investor Loss
David Kennon – Customer Disputes Filed Involving Financial Advisor/Broker David Kennon | Goodman & Nekvasil P.A., May Recover Investor Loss David Kennon a/k/a David Robert Kennon CRD #4459476 David Kennon a/k/a David Robert Kennon was a previously licensed financial advisor with First Allied Securities, Inc. According to David Kennon’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations …
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | May Recover Losses
Jesus Rodriguez – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jesus Rodriguez a/k/a Jesus Rodriquez CRD # 4888685 Jesus Rodriguez a/k/a Jesus Rodriquez was a licensed financial advisor with Morgan Stanley. According to FINRA: Rodriguez consented to the sanction and to the entry of findings that he refused to provide information and …
Florida Securities Attorney | May Recover Investor Losses
Florida Securities Attorney | Goodman & Nekvasil P.A. May Recover Investor Losses Florida Securities Attorney – Free Consultation: 800-500-4442 The Florida securities attorneys at Goodman & Nekvasil P.A. represents individuals involved in securities arbitration before the Financial Industry Regulatory Authority (FINRA). Goodman & Nekvasil, P.A., represents investors in Miami, Orlando, Jacksonville, Tampa, Naples, Fort Lauderdale, Boca Raton, Tallahassee, St. Petersburg, …
Tuscan Gardens Growth & Income Fund Investigation | May Recover Investor Losses
Tuscan Gardens Growth & Income Fund Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman and Nekvasil is investigating potential claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as Tuscan Gardens Growth & Income Fund, LLC. According to FINRA: A customer of Delta Securities Company, LLC filed an arbitration claim to recover …
Eric Hollifield Barred by FINRA | May Recover Investment Losses
Eric Hollifield Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Hollifield a/k/a Eric Shea Hollifield CRD #3091319 Eric Hollifield is a previously licensed financial advisor with LPL Financial LLC and Sterne Agee Financial Services. According to Hollifield’s BrokerCheck Report, Eric Hollifield was barred by FINRA from the securities industry in October 2021. According to FINRA: …
Northstar Healthcare Income REIT Loses Value | Recover Investment Losses
Northstar Healthcare Income REIT Loses Value | May Recover Investment Losses Northstar Healthcare Income, Inc. has suspended its monthly distributions and has not paid a dividend since February 2019. Goodman & Nekvasil, P.A. Has filed claims against brokerage firms who sold Northstar Healthcare Income REIT. Northstar Healthcare Income REIT is a public, non-traded REIT that was formed to originate, acquire …