Florida Securities Attorney | Goodman & Nekvasil P.A. May Recover Investor Losses
Florida Securities Attorney – Free Consultation: 800-500-4442
The Florida securities attorneys at Goodman & Nekvasil P.A. represents individuals involved in securities arbitration before the Financial Industry Regulatory Authority (FINRA).
Goodman & Nekvasil, P.A., represents investors in Miami, Orlando, Jacksonville, Tampa, Naples, Fort Lauderdale, Boca Raton, Tallahassee, St. Petersburg, Gainesville and Palm Beach. We also serve all the unique small inland towns and coastal communities in Florida.
Our securities arbitration law firm represents investors who have suffered substantial financial losses in their financial portfolios. Investors may have difficulty understanding what happened to their funds and the current value of their investments.
The Florida securities attorneys at Goodman & Nekvasil P.A. are experts in investment fraud and can quickly assess whether a client has a potential case.
Protections for Florida Investors
Investors in Florida are protected by industry rules that prohibit brokers from engaging in fraud, unsuitable sales, churning, unauthorized trading, failure to supervise, breach of fiduciary duty and overconcentrating a customer account and negligence.
Florida has some of the strongest elder abuse and investor protection laws in the country.
- Florida Division of Securities under the Florida Office of Financial Regulation regulates the sale of securities within the parameters of Florida law.
- Florida Consumer Protection Division of the Office of the Attorney General investigates and enforces violations in any trade or commerce.
- FINRA oversees and regulates all broker-dealers in the United States.
- The Securities and Exchange Commission (SEC) also creates and enforces securities laws.
Why You Should Consider Hiring A Securities Attorney
Strong laws on the books to protect investors are good, but they are not responsible for reimbursing investment losses. Investors can level the playing field with the big financial firms by hiring a Florida securities attorney.
The attorneys of Goodman & Nekvasil P.A. are dedicated to helping clients determine if investment losses are a result of fraud, negligence or misconduct.
Many broker-dealers and investment advisers sell high-risk investment products in order to garner large commissions for themselves. Private placements hat lack the liquidity needed if the investor ever needs to transfer the investment money for a family emergency.
These risky investment products are only appropriate for a very small group of sophisticated investors.
Why Investors Choose Goodman & Nekvasil, P.A.
Goodman & Nekvasil P.A. is featured in many national publications, including the Wall Street Journal, the New York Times, the San Francisco Chronicle, and Reuters. The majority of our cases settle through arbitration and the terms of those settlements are confidential.
We do have public awards available for review for prospective clients.
Kalju Nekvasil, Esq., has practiced exclusively in this area of the law for approximately 40 years.
Our firm has recovered more than $400 million on behalf of victimized investors.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. Unless we recover money for you, we charge no attorney’s fee.
If you incurred investment losses and would like your case evaluated by a Florida securities attorney , please contact us.