SEC Charges Secured Income Group With Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Secured Income Group with $100 Million Offering Fraud SEC Charges Secured Income Group with Fraud, alleging that the company touted to investors that it would pool their money to make real estate loans secured by first lien positions on underlying properties. The …
National Realty Investment Advisors Issued Cease and Desist Order | May Recover Investor Losses
National Realty Investment Advisors Issued Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the New Jersey Bureau of Securities: National Realty Investment Advisors Issued Cease and Desist Order, Citing Massive Nationwide Securities Fraud National Realty Investment Advisors issued cease and desist order involving a massive, nationwide securities fraud. Respondents offered and sold at …
Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | May Recover Investor Losses
Ronald Bailey – Financial Advisor/Broker Suspended by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Bailey a/k/a Ronald Coy Bailey CRD #6270312 is a previously licensed financial advisor with NYLIFE SECURITIES LLC (CRD#:5167). According to Ronald Bailey’s BrokerCheck Report, Robert Bailey was suspended by FINRA for 12 months on September 9, 2022. According to FINRA: Ronald Bailey …
Financial Advisor/Broker David Geake has Customer Complaints – | May Recover Investor Losses
Financial Advisor/Broker David Geake has Customer Complaints – | Goodman & Nekvasil P.A., May Recover Investor Losses David Geake a/k/a David Richard Geake CRD # 3088891 Financial advisor/broker David Geake is a licensed broker with American Trust Investment Services, Inc. (CRD # 3001) According to FINRA’s BrokerCheck Report, David Geake had 15 customer complaints filed alleging unsuitable Investments, Breach of …
GK Investment Holdings Warns Bond Investors | May Recover Investor Losses
GK Investment Holdings Warns Bond Investors | Goodman & Nekvasil P.A. May Recover Investor Losses Bond Investors are Warned of Possible Default of GK Investment Holdings Read the Excerpt from April 28, 2022, letter to investors in GKIH: If we are unable to achieve an extension of the maturity date, we will be forced to liquidate GKIH’s properties as-is. If …
Financial Advisor/Broker John Orlando has Customer Complaints | May Recover Investor Losses
Financial Advisor/Broker John Orlando has Customer Complaints | Goodman & Nekvasil P.A., May Recover Investor Loss According to Orlando’s BrokerCheck Report, six customer complaints have been filed alleging that the investments purchased in the customer accounts were unsuitable. John Orlando a/k/a John Anthony Orlando CRD # 2002197 Financial Advisor/Broker John Orlando Has A Pending FINRA Complaint According to FINRA, John …
Eric Nicolassy Suspended – Broker/Financial Advisor | May Recover Investor Losses
Eric Nicolassy Suspended – Broker/Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Eric Nicolassy Suspended by FINRA for Alleged Excessive and Unsuitable Trading Eric Nicolassy a/k/a Eric Edward Nicolassy CRD#: 6244539 Eric Nicolassy was a licensed broker with Woodstock Financial Group, Inc. (CRD#:38095). According to FINRA: Between August 2018 and July 2019, while associated with Woodstock Financial …
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | May Recover Investor Losses
Marc Reda – Financial Advisor/Broker has Customer Complaints and is Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marc Reda a/k/a Marc Augustus Reda CRD # 2757330 According to the Financial Industry Regulatory Authority (FINRA), Broker Marc A. Reda is barred from working in the securities industry. According to a FINRA complaint filed on June 15, 2021, …
Chadwick Collins – Financial Advisor/Broker Has Customer Complaints | May Recover Losses
Chadwick Collins – Customer Complaints/Disputes Filed Involving Financial Advisor/Broker Chadwick Collins | Goodman & Nekvasil P.A., May Recover Investor Losses Chadwick Collins a/k/a Chadwick C Collins CRD#: 2597677 Chadwick Collins is a licensed financial advisor/broker with Wedbush Securities, Inc CRD#: 877 Collins is a securities broker registered in California and Arizona. According to Collins’s BrokerCheck Report, five customer complaints/disputes have …
Mario Rivero Charged by SEC with Misappropriating Investor Funds | May Recover Investor Losses
Mario Rivero Charged by SEC with Misappropriating Investor Funds| Goodman & Nekvasil P.A. May Recover Investor Losses SEC Charges Mario Rivero: The U.S. Securities and Exchange Commission yesterday charged Mario Rivero, a former New Jersey broker and investment adviser with misappropriating at least $680,000 from his advisory clients and brokerage customers, some of whom were elderly or suffering from memory …