David Kenneth Rubenstein (David Rubenstein) Fired by Wells Fargo Advisors, LLC and Permitted to Resign from Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From 2015 until David Rubenstein’s firing in 2016, David Rubenstein was licensed with Wells Fargo Advisors, LLC. David Rubenstein was previously licensed with Ameriprise Financial Services, Inc. David Rubenstein is now …

Goodman & Nekvasil P.A., May Recover Investor Losses | Robert Ryder – Financial Advisor Robert Ryder Fired by Wells Fargo Advisors, LLC  Robert Ryder CRD #2267187 From February 2010 until Robert Ryder’s firing in November 2015, Robert Ryder was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Robert Ryder was fired by Wells Fargo Advisors, LLC on October …

Goodman & Nekvasil P.A., May Recover Investor Losses – Kathy Michelle Keadle (Kathy Keadle) a/k/a Kathy Michelle Moran-Phillips Fired by Lincoln Financial Securities Corporation From 2011 until Kathy Keadle’s firing in 2013, Kathy Keadle was licensed with Lincoln Financial Securities Corporation. Kathy Keadle was subsequently licensed with Securities America, Inc. and is no licensed with Independent Financial Group, LLC. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Christopher Blake Pitts (Christopher Pitts) Formerly Licensed with LPL Financial LLC  From 2011 until Christopher Pitts’ resignation in 2015, Christopher Pitts was licensed with LPL Financial LLC. Christopher Pitts was subsequently licensed with Client One Securities LLC. According to FINRA’s records, Christopher Pitts was resigned from LPL Financial LLC on December 31, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Donald Charles Madigan (Donald Madigan) Licensed with Garden State Securities, Inc.  Donald Madigan has been licensed with Garden State Securities, Inc. since 2009. FINRA reports that an arbitration claim involving Donald Madigan’s conduct with Garden State Securities, Inc. was filed, alleging breach of contract, unsuitability, churning/overtrading, violations of FINRA Rules 2010 and …

Goodman & Nekvasil P.A., May Recover Investor Losses – Bruce Michael Sabourin (Bruce Sabourin) Barred from Securities Industry and Fired by Cetera Advisors LLC From 2012 until Bruce Sabourin’s firing in 2014, Bruce Sabourin was licensed with Cetera Advisors LLC. Bruce Sabourin was previously licensed with Sterne Agee Financial Services, Inc. According to FINRA’s records, Bruce Sabourin was fired by Cetera …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Arnold Busch (James Busch) Barred from Securities Industry and Fired by Wells Fargo Advisors, LLC From 2000 until James Busch’s firing in 2013, James Busch was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, James Busch was fired by Wells Fargo Advisors, LLC on September 6, 2013. Wells Fargo …

Goodman & Nekvasil P.A., May Recover Investor Losses – Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry From 2003 until Hossein Amirriahei’s firing in 2016, Hossein Amirriahei was licensed with Wells Fargo Advisors, LLC. According to FINRA’s records, Hossein Amirriahei was fired by Wells Fargo Advisors, LLC on September 6, …

Goodman & Nekvasil P.A., May Recover Investor Losses – James Edward Knee (Jim Knee) Fired by Voya Financial Advisors, Inc. From 2015 until Jim Knee’s firing in 2016, Jim Knee was licensed with Voya Financial Advisors, Inc. Jim Knee was previously licensed with Ameriprise Financial Services, Inc. and Investors Capital Corp. According to FINRA’s records, Jim Knee was fired by Voya …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeffrey Louis Kuhn (Jeffrey Kuhn) Formerly Licensed with Herbert J. Sims & Co. Inc., Barred from Securities Industry Jeffrey Kuhn was licensed with Herbert J. Sims & Co. Inc. from February 2009 to March 2013. Jeffrey Kuhn was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority …