Goodman & Nekvasil P.A, May Recover Investor Losses – Tauber Lawrence Emmings (Toby Emmings) Formerly Licensed with Cambridge Investment Research, Inc., Barred from Securities Industry  From 2008 until 2014, Toby Emmings was licensed with Cambridge Investment Research, Inc. FINRA brought a disciplinary action against Toby Emmings in 2017. Toby Emmings was barred from the securities industry. The findings state that Toby …

Goodman & Nekvasil P.A, May Recover Investor Losses | Scott Goldman – Financial Advisor Scott Goldman Suspended from Securities Industry Scott Goldman aka Scott Forrest Goldman CRD #1682329 From 2010 until 2016, Scott Goldman was licensed with H. Beck, Inc. Scott Goldman was subsequently licensed with Cambridge Investment Research, Inc. FINRA brought a disciplinary action against Scott Goldman in 2016. …

Goodman & Nekvasil P.A, May Recover Investor Losses | Mike Evangelista – Financial Advisor Mike Evangelista Barred from Securities Industry Mike Evangelista CRD #2361644 From May 2012 until Mike Evangelista’s firing in December 2012, Mike Evangelista was licensed with Comprehensive Asset Management and Servicing, Inc. Mike Evangelista was previously licensed with Cambridge Investment Research, Inc. According to FINRA records, Mike Evangelista …

Goodman & Nekvasil P.A, May Recover Investor Losses – Andrew Jason Schroeder (AJ Schroeder) Formerly Licensed with Cetera Advisors LLC From 2012 until 2014, AJ Schroeder was licensed with Cetera Advisors LLC. FINRA reports that four arbitration claims/complaints were filed alleging sales practice violations against AJ Schroeder. The claims alleged unsuitable investments, negligence and churning. Each of these claims/complaints were settled. …

Cody Schmitz – Financial Advisor Cody Schmitz Fired by United Planners’ Financial Services of America A Limited Partner  Cody Schmitz aka Cody Brian Schmitz CRD #6495498 From 2016 until Cody Schmitz’s firing in 2017, Cody Schmitz was licensed with United Planners’ Financial Services of America A Limited Partner.  Cody Schmitz was previously licensed with Cambridge Investment Research, Inc. According to …

Goodman & Nekvasil P.A., May Recover Investor Losses – Cory Ward Taylor (Cory Taylor) Permitted to Resign by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2004 until Cory Taylor’s resignation in 2016, Cory Taylor was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Cory Taylor resigned from Ameriprise Financial Services, Inc. on September 15, 2016. Ameriprise …

Goodman & Nekvasil P.A., May Recover Your Investment Losses | Joseph Daigneault – Financial Advisor Joseph Daigneault Suspended from Securities Industry  Joseph Daigneault CRD #1065249 Joseph Daigneault was licensed with Investors Capital Corp. from 1996 to 2016. Joseph Daigneault is now licensed with American Portfolios Financial Services, Inc. Joseph Daigneault was suspended from the securities and investment banking industry by the …

Goodman & Nekvasil P.A., May Recover Investor Losses | Bryan Eberle – Financial Advisor Bryan Eberle Permitted to Resign from LPL Financial LLC Bryan Eberle CRD #4871991 From October 2011 until Bryan Eberle’s resignation December 2015, Bryan Eberle was licensed with LPL Financial LLC. Bryan Eberle was subsequently licensed with Client One Securities LLC. According to FINRA’s records, Bryan Eberle …

Goodman & Nekvasil P.A., May Recover Investor Losses – Steven Earle Blanke (Steven Blanke) Formerly Licensed with Capital Financial Services, Inc.  Steven Blanke was licensed with Capital Financial Services, Inc. from 2006 to 2017. FINRA reports that two arbitration claims were filed involving Steven Blanke’s conduct with Capital Financial Services, Inc., alleging unsuitable recommendations, failure to supervise, violation of common law …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jerry Brian Willborn (Jerry Willborn) Licensed with Frost Brokerage Services, Inc. Jerry Willborn has been licensed with Frost Brokerage Services, Inc. since 1996. FINRA reports that a lawsuit was filed involving Jerry Willborn’s conduct with Frost Brokerage Services, Inc., alleging that the customer has been unable to redeem an off-shore investment and …