Edward Zadworny – Edward Michael Zadworny – Formerly Licensed with MML Investors Services, LLC and Raymond James Financial Services, Inc. – Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with MML Investors Services, LLC and/or Raymond James Financial Services, Inc. According to FINRA, Edward Zadworny was …

Kevin Woolf – Financial Advisor Kevin Woolf Barred from Securities Industry​ | Goodman & Nekvasil, P.A. May Recover Investor Losses Kevin Woolf CRD #6145312 Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Kevin Woolf. According to FINRA, Kevin Woolf was barred from the securities industry on January 26, 2018. FINRA reports that Kevin …

Matthew Kerby – Financial Advisor Matthew Kerby Barred from Securities Industry​ | Goodman & Nekvasil P.A., May Recover Investor Losses Matthew Kerby CRD #5381195 Matthew Kerby was licensed with Edward Jones from 2007 until 2017. Matthew Kerby was discharged on November 9, 2017. Edward Jones reported to FINRA that Matthew Kerby was accused of misuse of client funds for Matthew Kerby’s …

William Valladolid – Guillermo Generao Valladolid – Barred from Securities Industry, Previously Licensed with Morgan Stanley and Merrill Lynch – Goodman & Nekvasil P.A., May Recover Investor Losses William Valladolid was licensed with Morgan Stanley from 2015 until 2017 and was previously licensed with Merrill Lynch from 2011 to 2015. William Valladolid was discharged from Morgan Stanley on July 24, …

Pavel Shklyar Barred from Securities Industry, Discharged from JPMorgan Chase Bank, NA – Goodman & Nekvasil P.A., May Recover Investor Losses Pavel Shklyar was licensed with J.P. Morgan Securities LLC from 2015 until 2018. JP Morgan Chase Bank, NA reported to FINRA that Pavel Shklyar was asked to provide information about Pavel Shklyar’s possible activities outside of JPMorgan Chase, after …

Cody Rock, Financial Advisor Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses Cody Rock, Cody Michael Rock #6443924 Cody Rock was licensed with State Farm VP Management Company from 2015 until 2017. State Farm VP Management Company reported to FINRA that Cody Rock was permitted to resign on September 1, 2017. Cody Rock was barred …

Larry Fawcett – Financial Advisor Larry Fawcett Barred from Securities Industry​ | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Fawcett aka Lawrence Fawcett CRD #5851474 Larry Fawcett was licensed with Westpark Capital, Inc. from 2015 to 2018. Larry Fawcett was previously licensed with Salomon Whitney Financial from 2013-2015. WestPark Capital, Inc. reported to FINRA that Larry Fawcett was discharged on …

Stephen John Woods (Stephen Woods) Barred from Securities Industry, Formerly Licensed with PHX Financial, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Woods was licensed with PHX Financial, Inc. from 2016 until 2018. Stephen Woods was barred from the securities and investment banking industry on March 15, 2018. FINRA reports that Stephen Woods consented to the sanction …

Southlake Resources Group, LLC, Cody M. Winters, and Nicholas R. Hamilton – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Southlake Resources Group, LLC, Cody M. Winters, and Nicholas R. Hamilton Southlake Resources Group, LLC and its president have agreed to pay over $5.4 million to settle charges by the Securities and Exchange Commission that …

Terminus Energy, Inc. – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Terminus Energy, Inc. The Securities and Exchange Commission charged a California-based penny stock company and four corporate officers with misleading investors about the research, development, and profitability of their purported business to manufacture power generation products such as fuel cells. The SEC alleges …