Jeffrey Kartheiser, Discharged from Raymond James & Associates, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses
From 1990 until Jeffrey Kartheiser’s discharge in 2017, Jeffrey Kartheiser was licensed with Raymond James & Associates, Inc. Jeffrey Kartheiser is now licensed with Stifel, Nicolaus & Company, Inc. According to FINRA’s records, Jeffrey Kartheiser was discharged from Raymond James & Associates, Inc. on January 17, 2017. Jeffrey Kartheiser reported to FINRA that Jeffrey Kartheiser was the branch manager of a small Raymond James office. Jeffrey Kartheiser also reported that Jeffrey Kartheiser was terminated for failure to properly manage risks and failure to appropriately supervise branch employees.
If you lost any money on investments with Jeffrey Kartheiser, you may be able to recover your losses from Raymond James & Associates, Inc. and/or Stifel, Nicolaus & Company, Inc. This is because from Raymond James & Associates, Inc. and Stifel, Nicolaus & Company, Inc. had a duty to supervise Jeffrey Kartheiser.
If you lost money on investments with Jeffrey Kartheiser, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against from Raymond James & Associates, Inc. and/or Stifel, Nicolaus & Company, Inc. concerning Jeffrey Kartheiser’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jeffrey Kartheiser and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.