Goodman & Nekvasil P.A., May Recover Investor Losses | Derrick Trussell – Derrick Trussell, Financial Advisor Barred from Securities Industry Derrick Trussell, Derrick Trussell, CRD #5197550 Derrick Trussell was previously licensed with PFS Investments Inc. FINRA reports that Derrick Trussell was barred from the securities and investment banking industry in December 2018. ACCORDING TO FINRA: Derrick Trussell failed to respond to …
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud
Providence Holdings International, Inc., Executive Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Providence Holdings International, Inc. Executive Pleads Guilty to Fraud ACCORDING TO THE U.S. Attorney’s Office: According to the defendant’s guilty plea, BUZANELI, ORDOÑEZ and RIVERA were the principals of Providence Holdings International, Inc., a company based in Key Biscayne, Florida. BUZANELI and …
Daniel Fischer – Daniel Terry Fischer, Financial Advisor Barred from Securities Industry
Daniel Fischer – Daniel Terry Fischer, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Fischer CRD #2796625 Daniel Fischer was previously licensed with Four Points Capital Partners LLC. According to Daniel Fischer’s CRD, Daniel Fischer was barred from the securities industry in January 2018. ACCORDING TO THE SEC: The Securities and …
Jon Greenfield – Jonathan Jay Greenfield, Financial Advisor Barred from Securities Industry
Jon Greenfield – Jonathan Jay Greenfield, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jonathan Greenfield, Jon Greenfield, Jonny Greenfield CRD #2591266 Jon Greenfield was previously licensed with Arete Weatlh Management. FINRA reports that Jon Greenfield was barred from the securities industry in 2015. ACCORDING TO FINRA: Jon Greenfield consented to the sanction …
Jaime Rodriguez – Jaime R Rodriguez, Financial Advisor Barred from Securities Industry
Jaime Rodriguez – Jaime R Rodriguez, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jaime Rodriguez CRD #5128530 Jaime Rodriguez was previously licensed with CUSO Financial Services, L.P. and Capital One Investing, LLC. FINRA reports that Jaime Rodriguez was barred from the securities industry in October 2017. ACCORDING TO FINRA: Jaime Rodriguez consented …
Rafael Febus – Rafael Enrique Febus Jr., Financial Advisor Barred from Securities Industry
Rafael Febus – Rafael Enrique Febus Jr., Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Rafael Febus Jr., Ricky Febus CRD #6441029 Rafael Febus was previously licensed with J.P. Morgan Securities LLC. FINRA reports that Rafael Febus was barred from the securities industry in October 2017. ACCORDING TO FINRA: Rafael Febus consented …
Kajo Movsesian, Financial Advisor Barred from Securities Industry
Kajo Movsesian, Financial Advisor Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Kajo Movsesian CRD #6762326 Kajo Movsesian was previously licensed with Merrill Lynch. FINRA reports that Kajo Movsesian was barred from the securities industry in April 2019. ACCORDING TO FINRA: Kajo Movsesian consented to the sanction and to the entry of findings that …
Stephen Bennett – Stephen Michael Bennett, Financial Advisor Sanctioned by Oklahoma Department of Securities
Goodman & Nekvasil P.A., May Recover Losses | Stephen Bennett – Stephen Michael Bennett, Financial Advisor Sanctioned by Oklahoma Department of Securities Stephen Bennett was previously registered with Merrill Lynch in Oklahoma. According to Stephen Bennett’s CRD, the State of Oklahoma Department of Securities sanctioned Stephen Bennett. According to Stephen Bennett’s CRD, Stephen Bennett allegedly obtained and used a client’s credit …
Paul Renard – Paul Julian Renard, Customer Disputes Filed Involving Financial Advisor
Paul Renard – Paul Julian Renard, Customer Disputes Filed Involving Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Renard CRD #2370574 Paul Renard was previously licensed with SII Investments, Inc. in Wisconsin. Paul Renard was previously licensed with SII Investments, Inc. According to Paul Renard’s CRD, 14 customer disputes alleging sales practice violations against Paul Renard …
Tamer Moumen, Former Hedge Fund Manager Pleads Guilty to Fraud
Tamer Moumen, Former Hedge Fund Manager Pleads Guilty to Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE U.S. Attorney’s Office: A Leesburg man was sentenced today to 10 years in prison for wire fraud in connection with his role in a $9.5 million investment fraud. Tamer Moumen, 40, pleaded guilty on May 12. According to …