Erin Verespy – Financial Advisor Erin Verespy Barred by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Erin Verespy Financial Advisor CRD #2727866 Erin Verespy was formerly licensed with HD Vest Investment Services in Trumbull, Connecticut. According to Erin Verespy’s CRD, Erin Verespy was barred from the securities industry in April 2019. According to FINRA: Erin Verespy consented …
Liquid Planet Water Park, Owner Ordered to Cease and Desist
Liquid Planet Water Park, Owner Ordered to Cease and Desist | Goodman & Nekvasil P.A. May Recover Investor Losses Owner of Liquid Planet Water Park Ordered to Cease and Desist by State of New Hampshire ACCORDING TO THE STATE OF NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION: In this case, the Bureau has alleged that the Respondent, through Liquid Planet Holdings, …
Lenny Kinsman – Leonard Charles Kinsman, Arbitration Claim Filed Against Financial Advisor
Lenny Kinsman – Leonard Charles Kinsman, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Losses Lenny Kinsman, Leonard Charles Kinsman CRD #2816535 -Update 8/7/20- Lenny Kinsman has been barred from the Securities Industry by FINRA. Lenny Kinsman has been licensed with Wells Fargo Advisors since 2014 in New York. Lenny Kinsman was previously licensed with …
Logan Phillips – Logan Burch Phillips Jr., Arbitration Claim Filed Against Financial Advisor
Logan Phillips – Logan Burch Phillips Jr., Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Logan Phillips was licensed with Raymond James & Associates, Inc. from 2013 to 2016 in Mississippi. FINRA reports that a lawsuit has been filed involving Logan Phillips’ conduct with Claimants alleging Respondeat Superior; False Representation; Negligent Misrepresentation; Negligence; …
Omagine, Inc. Stock Price Falls to $0.018
Goodman & Nekvasil, P.A., May Recover Investor Losses – Omagine Inc. (OMAG) Stock Price Falls to $0.018 Omagine Inc. (OMAG) through its subsidiaries including Journey of Light, Inc. focuses on the entertainment, hospitality, and real-estate development opportunities primarily in the Middle East and North Africa. The company focuses on the design, development, and construction of mixed-use tourism and residential real-estate …
Performance Realty Management, LLC and Equity Pacesetter, Arizona Alleges Violations of the Securities Act of Arizona
Performance Realty Management, LLC and Equity Pacesetter, Arizona Alleges Violations of the Securities Act of Arizona | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE SECURITIES DIVISION OF ARIZONA CORPORATION COMMISSION: The Securities Division (“Division”) of the Arizona Corporation Commission (“Commission”) alleges that Respondents Sean Zarinegar, Jack Combs, Equity Pacesetter, LLC, Equity Pacesetter II, LLC, Equity Pacesetter …
EnerVest Private Equity Fund Reportedly Goes Bust
EnerVest Private Equity Fund Reportedly Goes Bust | Goodman & Nekvasil P.A. May Recover Investor Losses According to CNBC, Houston-based private equity firm EnerVest has posted a spectacular loss in one of its energy funds, a troubling sign that other firms could yet face a reckoning after a three-year oil price downturn. According to CNBC, EnerVest’s $2 billion energy fund …
Homesource Partners Inc., Owner Pleads Guilty to Wire Fraud
Homesource Partners Inc., Owner Pleads Guilty to Wire Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses Owner of Homesource Partners, Inc. Pleads Guilty to Wire Fraud ACCORDING TO THE U.S. Attorney’s Office Karen Lynn McClaflin, age 59, of Colorado Springs, Colorado, and owner of “Homesource Partners Inc.” was sentenced today by U.S. District Court Judge Christine M. Arguello …
AXA Advisors Censured and Fined $600,000 by FINRA
AXA Advisors Censured and Fined $600,000 by FINRA | Goodman & Nekvasil P.A. May Recover Investor Losses FINRA Censures and Fines AXA Advisors, LLC ACCORDING TO FINRA: From September 2010 through November 2015 (the “Relevant Period”), AXA distributed documents that negligently misrepresented the credit quality of certain bond funds offered within group annuity contracts for 401(k) retirement plans. Specifically, certain …
Tri-Med Corporation, Marketing Director Pleads Guilty to Conspiracy to Commit Mail Fraud and Wire Fraud
Tri-Med Corporation, Marketing Director Pleads Guilty to Conspiracy to Commit Mail Fraud and Wire Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses ACCORDING TO THE U.S. Attorney’s Office United States Attorney A. Lee Bentley, III announced that Eric Leon Ager (77, Clearwater) pleaded guilty to conspiracy to commit mail fraud and wire fraud. He faces a maximum penalty …