Lisa Lastrapes – Financial Advisor Lisa Lastrapes Suspended from Securities Industry

Lisa Lastrapes – Financial Advisor Lisa Lastrapes Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Lisa Lastrapes, Lisa Jeanne Lastrapes CRD #2739854

Lisa Lastrapes was formerly licensed with Merrill Lynch and USAA Financial Advisors, Inc. in Texas. According to Lisa Lastrapes’ CRD, Lisa Lastrapes was suspended from the securities industry. According to Lisa Lastrapes’ CRD, Lisa Lastrapes consented to the sanctions and to the entry of findings that Lisa Lastrapes did not disclose to Lisa Lastrapes’ member firm that her adult daughter was named as the beneficiary of a 93 year old firm customer’s IRA account and that the customer named Lisa Lastrapes as medical power of attorney. The findings stated that Lisa Lastrapes engaged in an outside business activity without providing prior written notice to her firm by renting a residential property she owned and collecting rental payments from the tenant.

If you lost money on investments with Lisa Lastrapes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lisa Lastrapes’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Lisa Lastrapes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.  

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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