Janney Montgomery Scott, Complaint Filed by Massachusetts Securities Division

Janney Montgomery Scott, Complaint Filed by Massachusetts Securities Division | Goodman & Nekvasil P.A. May Recover Investor Losses

Massachusetts Securities Division Files Complaint Against Janney Montgomery Scott


The enforcement brings this action against Janney Montgomery Scott LLC (Janney) for violations in connection with the purchase and sale of mutual funds. Janney is a registered broker-dealer and investment adviser headquartered in Philadelphia, Pennsylvania.

According to the State of Massachusetts Securities Division, Janney Montgomery Scott had knowledge of one of its registered agents, Stephen Querzoli’s improper trading practices, yet left Querzoli to act unchecked even after discovering his short-term Class A share trading activity through their own inquiry

Janney Montgomery Scott Clients May Recover their Losses with Goodman & Nekvasil, P.A.

If you are a client of Janney Montgomery Scott, Goodman & Nekvasil, P.A. may help you. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, has recovered more than $180 million dollars on behalf of victimized investors. 

All our cases are handled on a purely contingency fee basis by Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA. Kalju Nekvasil, Esq. has practiced in this area of the law for more than 35 years. 

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

If you incurred investment losses with Janney Montgomery Scott and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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