Laura Shean, Financial Advisor Laura Shean Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Laura Shean, Laura Ortega Provost CRD #2628756
Key Points:
- Laura Shean Barred from Securities Industry by FINRA
- Laura Shean Formerly Licensed with LPL Financial LLC
Laura Shean was licensed with LPL Financial LLC from 1999 to 2017. According to FINRA, Laura Shean was barred from the securities industry in January 2019.
ACCORDING TO FINRA: Laura Shean consented to the sanction and to the entry of findings that Laura Shean converted customer funds. The findings stated that Laura Shean made tax payments for her own benefit to the Internal Revenue Service (the IRS) by improperly directing the IRS to debit the funds from a customer’s brokerage account. The payments totaled approximately $124,000.
If you lost money on investments with Laura Shean and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Laura Shean’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Laura Shean and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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