RJ Bernstein – Richard Jay Bernstein, Four Arbitration Claims Settled | Goodman & Nekvasil P.A., May Recover Investor Losses
RJ Bernstein is currently licensed with Wells Fargo Clearing Services, LLC. RJ Bernstein was previously licensed with Morgan Stanley. According to RJ Bernstein’s CRD, four arbitration claims alleging sales practice violations against RJ Bernstein have settled. According to RJ Bernstein’s CRD, these arbitration claims alleged that RJ Bernstein made unauthorized trades which conflicted with the client’s stated investment goals and/or unsuitability with respect to investments.
If you lost any money on investments with RJ Bernstein, you may be able to recover your losses. If you lost money on investments with RJ Bernstein and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning RJ Bernstein’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $250 million on behalf of victimized investors. If you lost money on investments with RJ Bernstein and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 11/2/22 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.